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RA

Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$109M
AUM Growth
+$2.62M
Cap. Flow
+$3.01M
Cap. Flow %
2.75%
Top 10 Hldgs %
65.08%
Holding
52
New
3
Increased
9
Reduced
8
Closed
9

Top Buys

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$7.16M
2
GDP
Goodrich Petroleum Corporation Common Stock
GDP
+$4.37M
3
IIIN icon
Insteel Industries
IIIN
+$2.7M
4
WCFB
WCF Bancorp, Inc. Common Stock
WCFB
+$793K
5
CNX icon
CNX Resources
CNX
+$693K

Top Sells

Rank Stock Value
1
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$4.88M
2
AIG icon
American International
AIG
+$2.08M
3
WBKC
Wolverine Bancorp, Inc.
WBKC
+$1.6M
4
DAR icon
Darling Ingredients
DAR
+$1.13M
5
BPOP icon
Popular Inc
BPOP
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 42.53%
2 Industrials 14.49%
3 Energy 13.24%
4 Materials 9.46%
5 Real Estate 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
1
Wells Fargo
WFC
$254B
$14.8M 13.59%
269,246
+134,623
+100% +$7.16M
SMBC icon
2
Southern Missouri Bancorp
SMBC
$862M
$9.89M 9.05%
270,958
– –
BPOP icon
3
Popular Inc
BPOP
$11B
$8.63M 7.9%
240,000
-25,000
-9% -$1.01M
PROV icon
4
Provident Financial
PROV
$111M
$7.71M 7.05%
393,096
+5,000
+1% +$96K
AER icon
5
AerCap
AER
$23.4B
$6.02M 5.51%
117,723
-10,000
-8% -$490K
GDP
6
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$5.83M 5.33%
599,903
+409,400
+215% +$4.37M
RLH
7
DELISTED
Red Lions Hotel Corporation
RLH
$5.58M 5.1%
644,555
– –
CNX icon
8
CNX Resources
CNX
$4.91B
$5.34M 4.88%
378,000
+54,000
+17% +$693K
MAG
9
DELISTED
MAG Silver
MAG
$3.91M 3.58%
347,900
– –
AGI icon
10
Alamos Gold
AGI
$12B
$3.38M 3.09%
500,000
-50,000
-9% -$368K
NVTR
11
DELISTED
Nuvectra Corporation Common Stock
NVTR
$3.04M 2.79%
229,675
-10,000
-4% -$118K
REIS
12
DELISTED
Reis, Inc.
REIS
$2.96M 2.71%
164,482
– –
IIIN icon
13
Insteel Industries
IIIN
$592M
$2.61M 2.39%
+100,000
New +$2.7M
DYN
14
DELISTED
Dynegy, Inc.
DYN
$2.35M 2.15%
240,000
– –
FLY
15
DELISTED
Fly Leasing Limited
FLY
$2.3M 2.11%
164,350
-10,000
-6% -$138K
NSU
16
DELISTED
Nevsun Resources Ltd.
NSU
$2.13M 1.95%
977,800
– –
MAYS icon
17
J.W. Mays
MAYS
$78.6M
$2.11M 1.93%
44,939
– –
SDS icon
18
ProShares UltraShort S&P500
SDS
$435M
$1.75M 1.6%
1,500
– –
VXX
19
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$1.72M 1.57%
43,750
+6,250
+17% +$290K
NSSC icon
20
Napco Security Technologies
NSSC
$1.3B
$1.61M 1.48%
332,372
– –
WAYN
21
DELISTED
Wayne Savings Bancshares Inc
WAYN
$1.51M 1.39%
84,305
– –
WCFB
22
DELISTED
WCF Bancorp, Inc. Common Stock
WCFB
$1.5M 1.38%
157,416
+78,708
+100% +$793K
LSXMK
23
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.5M 1.37%
46,946
– –
MFNC
24
DELISTED
Mackinac Financial Corporation
MFNC
$1.34M 1.23%
86,583
– –
TZA icon
25
Direxion Daily Small Cap Bear 3x ETF
TZA
$257M
$1.16M 1.06%
213
+25
+13% +$162K
1
2 3

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Raffles Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Raffles Associates held 52 positions worth $109M, up 2.5% from $107M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Raffles Associates's Q3 2017 filing shows 3 new, 9 increased, 8 reduced and 9 closed positions. Its largest new stake was Insteel Industries: 100,000 shares worth $2.61M. The largest sale was Direxion Daily 20+ Year Treasury Bear 3X ETF, an estimated $4.88M.

By sector, the portfolio is most concentrated in Financials at 43% of assets, up from 40% a quarter earlier, followed by Industrials and Energy.

  • Raffles Associates's largest Q3 2017 buy was Insteel Industries: 100,000 shares worth $2.61M.
  • Raffles Associates added most to Wells Fargo in Q3 2017, an estimated $7.16M increase.
  • Raffles Associates's biggest Q3 2017 reduction was Popular Inc, cutting an estimated $1.01M.
  • Raffles Associates fully exited Direxion Daily 20+ Year Treasury Bear 3X ETF in Q3 2017, selling an estimated $4.88M.
  • Raffles Associates's ten largest holdings make up 65% of its $109M portfolio in Q3 2017.
  • Raffles Associates opened 3 new positions and closed 9 in Q3 2017.
  • Raffles Associates's portfolio value rose 2.5% quarter-over-quarter to $109M.

Based on Raffles Associates's 13F filing for Q3 2017, filed 14 Nov 2017.