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RA

Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$108M
AUM Growth
-$9.6M
Cap. Flow
-$12.4M
Cap. Flow %
-11.47%
Top 10 Hldgs %
73.72%
Holding
52
New
8
Increased
6
Reduced
6
Closed
10

Top Buys

Rank Stock Value
1
PARAA
Paramount Global Class A
PARAA
+$2.01M
2
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$1.73M
3
SES icon
SES AI
SES
+$1.36M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$1.07M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$1.02M

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$4.2M
2
EXE
Expand Energy Corp
EXE
+$4.12M
3
FBP icon
First Bancorp
FBP
+$3.97M
4
PARA
Paramount Global Class B
PARA
+$2.85M
5
ECHO
EchoStar
ECHO
+$2.43M

Sector Composition

Rank Sector Weight
1 Financials 55.45%
2 Energy 17.15%
3 Communication Services 6.81%
4 Materials 3.71%
5 Industrials 3.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDP
1
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$16.2M 14.98%
683,634
-5,000
-0.7% -$87.6K
BPOP icon
2
Popular Inc
BPOP
$11B
$15.9M 14.74%
205,000
– –
EBC icon
3
Eastern Bankshares
EBC
$4.93B
$14M 12.93%
687,760
– –
SMBC icon
4
Southern Missouri Bancorp
SMBC
$855M
$10.4M 9.66%
232,292
– –
PROV icon
5
Provident Financial
PROV
$108M
$6M 5.56%
356,349
– –
PARA
6
DELISTED
Paramount Global Class B
PARA
$4.15M 3.84%
105,000
-70,000
-40% -$2.85M
DISCK
7
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3.76M 3.48%
155,000
+40,000
+35% +$1.07M
AFBI icon
8
Affinity Bancshares
AFBI
$140M
$3.5M 3.24%
249,069
-2,466
-1% -$33.6K
WMPN
9
DELISTED
William Penn Bancorporation Common Stock
WMPN
$3.3M 3.05%
270,000
– –
OR icon
10
OR Royalties Inc
OR
$5.47B
$2.41M 2.24%
215,000
– –
EXE
11
Expand Energy Corp
EXE
$21.9B
$2.34M 2.17%
38,000
-73,500
-66% -$4.12M
VMD icon
12
Viemed Healthcare
VMD
$451M
$2.23M 2.06%
401,518
-25,000
-6% -$163K
PARAA
13
DELISTED
Paramount Global Class A
PARAA
$1.89M 1.75%
+45,000
New +$2.01M
TURN
14
DELISTED
180 Degree Capital
TURN
$1.65M 1.52%
226,864
– –
MAYS icon
15
J.W. Mays
MAYS
$78.6M
$1.63M 1.51%
44,439
– –
JOB icon
16
GEE Group
JOB
$23.4M
$1.63M 1.5%
3,500,000
+1,250,000
+56% +$624K
NSSC icon
17
Napco Security Technologies
NSSC
$1.28B
$1.59M 1.47%
73,918
– –
MSOS icon
18
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
$1.58M 1.46%
+50,000
New +$1.73M
VABK icon
19
Virginia National Bankshares
VABK
$243M
$1.46M 1.35%
40,344
– –
SES icon
20
SES AI
SES
$186M
$1.35M 1.25%
+136,846
New +$1.36M
VOXX
21
DELISTED
VOXX International Corporation Class A
VOXX
$1.09M 1.01%
95,500
– –
LSXMA
22
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$843K 0.78%
24,332
– –
JNUG icon
23
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$351M
$793K 0.73%
+15,000
New +$1.02M
MJ icon
24
Amplify Alternative Harvest ETF
MJ
$101M
$720K 0.67%
+4,167
New +$850K
NECB icon
25
Northeast Community Bancorp
NECB
$368M
$708K 0.66%
+65,000
New +$683K
1
2 3

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Raffles Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Raffles Associates held 52 positions worth $108M, down 8.2% from $118M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Raffles Associates withdrew a net $12.4M in Q3 2021, closing 10 positions and reducing 6 holdings. Its most notable exit was ProShares Ultra VIX Short-Term Futures ETF, an estimated $4.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 55% of assets, up from 54% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Raffles Associates opened a new position in Paramount Global Class A worth $1.89M.

  • Raffles Associates's largest Q3 2021 buy was Paramount Global Class A: 45,000 shares worth $1.89M.
  • Raffles Associates added most to Discovery, Inc. Series C Common Stock in Q3 2021, an estimated $1.07M increase.
  • Raffles Associates's biggest Q3 2021 reduction was Expand Energy Corp, cutting an estimated $4.12M.
  • Raffles Associates fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2021, selling an estimated $4.2M.
  • Raffles Associates's ten largest holdings make up 74% of its $108M portfolio in Q3 2021.
  • Raffles Associates opened 8 new positions and closed 10 in Q3 2021.
  • Raffles Associates's portfolio value fell 8.2% quarter-over-quarter to $108M.

Based on Raffles Associates's 13F filing for Q3 2021, filed 16 Nov 2021.