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RA

Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
-13.82%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$87.6M
AUM Growth
-$21.5M
Cap. Flow
-$7.75M
Cap. Flow %
-8.85%
Top 10 Hldgs %
67.05%
Holding
51
New
5
Increased
5
Reduced
11
Closed
6

Top Buys

Rank Stock Value
1
ROAN
Roan Resources, Inc.
ROAN
+$6.22M
2
HPR
HighPoint Resources Corporation
HPR
+$988K
3
FBP icon
First Bancorp
FBP
+$938K
4
CNR
Core Natural Resources Inc
CNR
+$919K
5
PARA
Paramount Global Class B
PARA
+$830K

Top Sells

Rank Stock Value
1
DELL icon
Dell
DELL
+$9.17M
2
KL
Kirkland Lake Gold Ltd Ordinary
KL
+$1.9M
3
AGI icon
Alamos Gold
AGI
+$1.37M
4
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$1.33M
5
TWTR
Twitter, Inc.
TWTR
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 44.24%
2 Energy 20.97%
3 Industrials 11.18%
4 Materials 5.67%
5 Technology 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPOP icon
1
Popular Inc
BPOP
$11B
$11.9M 13.6%
252,400
-10,000
-4% -$515K
SMBC icon
2
Southern Missouri Bancorp
SMBC
$862M
$8.61M 9.83%
253,958
-1,000
-0.4% -$34.8K
GDP
3
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$8.21M 9.37%
608,034
– –
STND
4
DELISTED
Standard AVB Financial Corp. Common Stock
STND
$6.1M 6.96%
204,108
– –
PROV icon
5
Provident Financial
PROV
$111M
$5.57M 6.36%
359,394
– –
ROAN
6
DELISTED
Roan Resources, Inc.
ROAN
$4.83M 5.51%
+576,284
New +$6.22M
AER icon
7
AerCap
AER
$23.4B
$4.66M 5.32%
117,723
– –
NVTR
8
DELISTED
Nuvectra Corporation Common Stock
NVTR
$3.49M 3.99%
213,675
– –
DELL icon
9
Dell
DELL
$239B
$2.74M 3.12%
110,454
-334,951
-75% -$9.17M
NSSC icon
10
Napco Security Technologies
NSSC
$1.3B
$2.62M 2.99%
332,372
– –
MAG
11
DELISTED
MAG Silver
MAG
$2.43M 2.77%
332,900
-30,000
-8% -$217K
CNX icon
12
CNX Resources
CNX
$4.91B
$2.11M 2.41%
185,000
-30,000
-14% -$414K
PARA
13
DELISTED
Paramount Global Class B
PARA
$1.99M 2.28%
45,613
+15,613
+52% +$830K
MAYS icon
14
J.W. Mays
MAYS
$78.6M
$1.74M 1.99%
44,939
– –
FLY
15
DELISTED
Fly Leasing Limited
FLY
$1.68M 1.92%
159,350
– –
CNR
16
Core Natural Resources Inc
CNR
$3.93B
$1.42M 1.62%
44,875
+25,000
+126% +$919K
LSXMK
17
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.32M 1.51%
46,946
– –
HPR
18
DELISTED
HighPoint Resources Corporation
HPR
$1.14M 1.3%
9,160
+5,360
+141% +$988K
FBP icon
19
First Bancorp
FBP
$4.41B
$903K 1.03%
+105,000
New +$938K
OSG
20
Octave Specialty Group
OSG
$257M
$862K 0.98%
50,000
– –
MIND icon
21
MIND Technology
MIND
$43.4M
$852K 0.97%
33,270
– –
ACA icon
22
Arcosa
ACA
$7.11B
$831K 0.95%
+30,000
New +$824K
CLBK icon
23
Columbia Financial
CLBK
$1.14B
$764K 0.87%
50,000
– –
JO
24
DELISTED
iPath Series B Bloomberg Coffee Subindex Total ReturnSM ETN
JO
$749K 0.86%
20,000
-25,000
-56% -$1.04M
SAND
25
DELISTED
Sandstorm Gold
SAND
$738K 0.84%
160,000
-15,000
-9% -$60.9K
1
2 3

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Raffles Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Raffles Associates held 51 positions worth $87.6M, down 20% from $109M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Raffles Associates withdrew a net $7.75M in Q4 2018, closing 6 positions and reducing 11 holdings. Its most notable exit was Kirkland Lake Gold Ltd Ordinary, an estimated $1.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 44% of assets, up from 38% a quarter earlier, followed by Energy and Industrials.

Against the trend, Raffles Associates opened a new position in Roan Resources, Inc. worth $4.83M.

  • Raffles Associates's largest Q4 2018 buy was Roan Resources, Inc.: 576,284 shares worth $4.83M.
  • Raffles Associates added most to HighPoint Resources Corporation in Q4 2018, an estimated $988K increase.
  • Raffles Associates's biggest Q4 2018 reduction was Dell, cutting an estimated $9.17M.
  • Raffles Associates fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2018, selling an estimated $1.9M.
  • Raffles Associates's ten largest holdings make up 67% of its $87.6M portfolio in Q4 2018.
  • Raffles Associates opened 5 new positions and closed 6 in Q4 2018.
  • Raffles Associates's portfolio value fell 20% quarter-over-quarter to $87.6M.

Based on Raffles Associates's 13F filing for Q4 2018, filed 14 Feb 2019.