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RA

Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
-8.33%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$113M
AUM Growth
-$11.3M
Cap. Flow
+$1.5M
Cap. Flow %
1.33%
Top 10 Hldgs %
43.55%
Holding
65
New
13
Increased
5
Reduced
10
Closed
2

Top Buys

Rank Stock Value
1
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$2.89M
2
ONB icon
Old National Bancorp
ONB
+$2.57M
3
BTG icon
B2Gold
BTG
+$1.83M
4
FWONK icon
Liberty Media Series C
FWONK
+$1.71M
5
GST
Gastar Exploration Inc.
GST
+$1.47M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$6.21M
2
ALLY icon
Ally Financial
ALLY
+$2.99M
3
ISBC
Investors Bancorp, Inc.
ISBC
+$2.64M
4
FWONA icon
Liberty Media Series A
FWONA
+$1.61M
5
CHFN
Charter Financial Corp
CHFN
+$537K

Sector Composition

Rank Sector Weight
1 Financials 28.31%
2 Industrials 12.29%
3 Materials 12.1%
4 Energy 8.34%
5 Real Estate 4.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PROV icon
1
Provident Financial
PROV
$111M
$7.05M 6.25%
483,500
– –
SMBC icon
2
Southern Missouri Bancorp
SMBC
$862M
$5.85M 5.18%
325,958
– –
GST
3
DELISTED
Gastar Exploration Inc.
GST
$5.74M 5.08%
977,582
+200,000
+26% +$1.47M
ISBC
4
DELISTED
Investors Bancorp, Inc.
ISBC
$5.57M 4.93%
550,000
-250,000
-31% -$2.64M
RLH
5
DELISTED
Red Lions Hotel Corporation
RLH
$5.32M 4.71%
934,487
+60,000
+7% +$336K
AER icon
6
AerCap
AER
$23.4B
$4.82M 4.26%
117,723
– –
REIS
7
DELISTED
Reis, Inc.
REIS
$4.37M 3.87%
185,209
– –
EGO icon
8
Eldorado Gold
EGO
$8.33B
$4.13M 3.66%
122,677
– –
MAG
9
DELISTED
MAG Silver
MAG
$3.22M 2.85%
433,100
– –
VXX
10
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3.12M 2.76%
+6,250
New +$2.89M
EOX
11
DELISTED
EMERALD OIL INC (MT)
EOX
$3.06M 2.71%
24,842
– –
MLVF
12
DELISTED
Malvern Bancorp, Inc.
MLVF
$2.74M 2.43%
240,900
– –
AIG.WS
13
DELISTED
American International Group, Inc.
AIG.WS
$2.74M 2.42%
115,000
– –
MAYS icon
14
J.W. Mays
MAYS
$78.6M
$2.73M 2.41%
49,120
-1,098
-2% -$64.9K
CIFC
15
DELISTED
CIFC LLC Common Shares
CIFC
$2.56M 2.27%
283,048
– –
ONB icon
16
Old National Bancorp
ONB
$10.2B
$2.47M 2.19%
+190,382
New +$2.57M
NVSL
17
DELISTED
NAUGATUCK VALLEY FINANCIAL CORP
NVSL
$2.27M 2.01%
290,321
– –
PNC.WS
18
DELISTED
PNC Financial Services Group Inc
PNC.WS
$2.22M 1.97%
97,300
– –
GDP
19
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$2.22M 1.97%
150,000
+15,000
+11% +$300K
WFC.WS
20
DELISTED
Wells Fargo & Company Ws
WFC.WS
$2.13M 1.89%
105,900
– –
CWAY
21
DELISTED
Coastway Bancorp, Inc.
CWAY
$1.9M 1.68%
177,000
– –
JO
22
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$1.8M 1.59%
49,000
+29,000
+145% +$1.01M
ARR
23
Armour Residential REIT
ARR
$2.32B
$1.73M 1.53%
11,250
– –
FLY
24
DELISTED
Fly Leasing Limited
FLY
$1.72M 1.52%
134,063
– –
FWONK icon
25
Liberty Media Series C
FWONK
$25.5B
$1.68M 1.49%
+66,832
New +$1.71M
1
2 3

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Raffles Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Raffles Associates held 65 positions worth $113M, down 9.1% from $124M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Raffles Associates's Q3 2014 filing shows 13 new, 5 increased, 10 reduced and 2 closed positions. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 6,250 shares worth $3.12M. The largest sale was Mountain Province Diamonds Inc., an estimated $6.21M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 28% a quarter earlier, followed by Industrials and Materials.

  • Raffles Associates's largest Q3 2014 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 6,250 shares worth $3.12M.
  • Raffles Associates added most to Gastar Exploration Inc. in Q3 2014, an estimated $1.47M increase.
  • Raffles Associates's biggest Q3 2014 reduction was Mountain Province Diamonds Inc., cutting an estimated $6.21M.
  • Raffles Associates fully exited Ally Financial in Q3 2014, selling an estimated $2.99M.
  • Raffles Associates's ten largest holdings make up 44% of its $113M portfolio in Q3 2014.
  • Raffles Associates opened 13 new positions and closed 2 in Q3 2014.
  • Raffles Associates's portfolio value fell 9.1% quarter-over-quarter to $113M.

Based on Raffles Associates's 13F filing for Q3 2014, filed 17 Nov 2014.