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RA

Raffles Associates Portfolio holdings

AUM $115M
1-Year Est. Return 35.69%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+35.69%
3 Year Est. Return
+44.69%
5 Year Est. Return
+37.47%
10 Year Est. Return
+130.35%
AUM
$104M
AUM Growth
-$946K
Cap. Flow
-$5.38M
Cap. Flow %
-5.18%
Top 10 Hldgs %
64.83%
Holding
63
New
10
Increased
5
Reduced
8
Closed
13

Top Buys

Rank Stock Value
1
FDX icon
FedEx
FDX
+$5.39M
2
MJ icon
Amplify Alternative Harvest ETF
MJ
+$3.12M
3
B
Barrick Mining
B
+$1.72M
4
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.14M
5
PE
PARSLEY ENERGY INC
PE
+$825K

Top Sells

Rank Stock Value
1
TBT icon
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
+$7.67M
2
BPOP icon
Popular Inc
BPOP
+$2.6M
3
ROAN
Roan Resources, Inc.
ROAN
+$2.52M
4
CLBK icon
Columbia Financial
CLBK
+$1.72M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
+$936K

Sector Composition

Rank Sector Weight
1 Financials 42.68%
2 Industrials 16.95%
3 Energy 13.32%
4 Materials 7.76%
5 Healthcare 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPOP icon
1
Popular Inc
BPOP
$11B
$12.1M 11.63%
205,763
-46,637
-18% -$2.6M
SMBC icon
2
Southern Missouri Bancorp
SMBC
$862M
$9.74M 9.37%
253,958
– –
PROV icon
3
Provident Financial
PROV
$111M
$7.79M 7.5%
355,949
-2,000
-0.6% -$42.4K
AER icon
4
AerCap
AER
$23.4B
$7.24M 6.96%
117,723
– –
STND
5
DELISTED
Standard AVB Financial Corp. Common Stock
STND
$6.12M 5.88%
204,108
– –
GDP
6
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$6.05M 5.82%
603,034
-5,000
-0.8% -$48.6K
VMD icon
7
Viemed Healthcare
VMD
$447M
$5.58M 5.37%
892,300
-13,800
-2% -$95.7K
FDX icon
8
FedEx
FDX
$73B
$5.29M 5.09%
+35,000
New +$5.39M
MAG
9
DELISTED
MAG Silver
MAG
$3.82M 3.68%
322,900
– –
HONE
10
DELISTED
HarborOne Bancorp
HONE
$3.67M 3.53%
333,753
+25,000
+8% +$262K
NSSC icon
11
Napco Security Technologies
NSSC
$1.3B
$2.99M 2.87%
203,348
-52,000
-20% -$754K
MJ icon
12
Amplify Alternative Harvest ETF
MJ
$96.9M
$2.91M 2.8%
+14,167
New +$3.12M
CTRA
13
DELISTED
Coterra Energy
CTRA
$2.18M 2.09%
125,000
+10,000
+9% +$174K
PARA
14
DELISTED
Paramount Global Class B
PARA
$2.1M 2.02%
50,064
+64
+0.1% +$2.48K
CNX icon
15
CNX Resources
CNX
$4.91B
$1.9M 1.83%
215,000
– –
B
16
Barrick Mining
B
$60.9B
$1.86M 1.79%
+100,000
New +$1.72M
LSXMK
17
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$1.72M 1.66%
46,946
– –
SYNC
18
DELISTED
Synacor, Inc.
SYNC
$1.4M 1.35%
920,741
+368,902
+67% +$577K
MAYS icon
19
J.W. Mays
MAYS
$78.6M
$1.38M 1.33%
44,939
– –
FLY
20
DELISTED
Fly Leasing Limited
FLY
$1.22M 1.17%
62,139
– –
AXU
21
DELISTED
Alexco Resource Corp
AXU
$1.21M 1.17%
523,400
– –
CNR
22
Core Natural Resources Inc
CNR
$3.93B
$1.1M 1.06%
76,050
+16,175
+27% +$223K
OSG
23
Octave Specialty Group
OSG
$257M
$1.08M 1.04%
50,000
– –
MIND icon
24
MIND Technology
MIND
$43.4M
$955K 0.92%
33,270
– –
PE
25
DELISTED
PARSLEY ENERGY INC
PE
$946K 0.91%
+50,000
New +$825K
1
2 3

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UAML
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Raffles Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Raffles Associates held 63 positions worth $104M, down 0.9% from $105M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Raffles Associates withdrew a net $5.38M in Q4 2019, closing 13 positions and reducing 8 holdings. Its most notable exit was ProShares Trust UltraShort Lehman 20+ Year Treasury, an estimated $7.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 45% a quarter earlier, followed by Industrials and Energy.

Against the trend, Raffles Associates opened a new position in FedEx worth $5.29M.

  • Raffles Associates's largest Q4 2019 buy was FedEx: 35,000 shares worth $5.29M.
  • Raffles Associates added most to Synacor, Inc. in Q4 2019, an estimated $577K increase.
  • Raffles Associates's biggest Q4 2019 reduction was Popular Inc, cutting an estimated $2.6M.
  • Raffles Associates fully exited ProShares Trust UltraShort Lehman 20+ Year Treasury in Q4 2019, selling an estimated $7.67M.
  • Raffles Associates's ten largest holdings make up 65% of its $104M portfolio in Q4 2019.
  • Raffles Associates opened 10 new positions and closed 13 in Q4 2019.
  • Raffles Associates's portfolio value fell 0.9% quarter-over-quarter to $104M.

Based on Raffles Associates's 13F filing for Q4 2019, filed 14 Feb 2020.