Raffles Associates’s Alexco Resource Corp AXU Stock Holding History

Raffles Associates’s Portfolio AXU Stock Details AXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-400,000	Closed	-$900K	–	46
2020 Q2	$900K	Sell	400,000 -50,000	-11%	-$92.5K	1.47%	18
2020 Q1	$549K	Sell	450,000 -73,400	-14%	-$124K	1%	20
2019 Q4	$1.21M	Hold	523,400	–	–	1.17%	21
2019 Q3	$905K	Sell	523,400 -50,000	-9%	-$92K	0.86%	25
2019 Q2	$654K	Hold	573,400	–	–	0.67%	30
2019 Q1	$694K	Hold	573,400	–	–	0.76%	28
2018 Q4	$539K	Hold	573,400	–	–	0.62%	34
2018 Q3	$591K	Buy	573,400 +75,000	+15%	+$87.9K	0.54%	36
2018 Q2	$665K	Buy	+498,400	New	+$706K	0.58%	34
2016 Q1	–	Sell	-251,914	Closed	-$86K	–	51
2015 Q4	$86K	Hold	251,914	–	–	0.1%	46
2015 Q3	$101K	Hold	251,914	–	–	0.11%	51
2015 Q2	$86K	Hold	251,914	–	–	0.08%	52
2015 Q1	$90K	Hold	251,914	–	–	0.09%	55
2014 Q4	$130K	Hold	251,914	–	–	0.12%	54
2014 Q3	$166K	Hold	251,914	–	–	0.15%	60
2014 Q2	$314K	Hold	251,914	–	–	0.25%	51
2014 Q1	$379K	Sell	251,914 -115,000	-31%	-$204K	0.38%	46
2013 Q4	$462K	Hold	366,914	–	–	0.48%	43
2013 Q3	$527K	Sell	366,914 -336,757	-48%	-$500K	0.49%	49
2013 Q2	$784K	Buy	+703,671	New	+$1.25M	0.81%	42

Other funds holding AXU

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

EMG

ETF Managers Group Summit, New Jersey $3.1B AUM 17.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

DZ Bank Frankfurt Am Main, Germany $113B AUM 36.92% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PFO

Pathstone Family Office Englewood, New Jersey $13.1B AUM 21.02% 1-Year Est. Return

Raffles Associates's AXU Position: Q3 2020 in Review

Raffles Associates sold out of Alexco Resource Corp (AXU) in Q3 2020, closing a stake of 400,000 shares — an estimated $900K sold.

Raffles Associates first reported a position in AXU in Q2 2013 and held it in 20 quarters. The position peaked at $1.21M in Q4 2019. 58 funds tracked by Wall St. Rank hold AXU as of Q3 2020.

Raffles Associates reported no remaining Alexco Resource Corp position as of Q3 2020 after selling out during the quarter.
Raffles Associates sold 400,000 Alexco Resource Corp shares in Q3 2020, an estimated $900K.
Raffles Associates first reported a position in Alexco Resource Corp in Q2 2013 and held it in 20 quarters.
Raffles Associates's Alexco Resource Corp position peaked at $1.21M in Q4 2019.
58 funds tracked by Wall St. Rank held Alexco Resource Corp as of Q3 2020.

Based on Raffles Associates's 13F filing for Q3 2020, filed 16 Nov 2020.