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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAT icon
1926
Brinker International
EAT
$8.87B
– –
-139
Closed -$17.6K
EBF icon
1927
Ennis
EBF
$553M
– –
-163
Closed -$2.98K
EBND icon
1928
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
– –
-2,422
Closed -$51.7K
AXIA
1929
AXIA Energia
AXIA
$23.1B
– –
-122
Closed -$962
EBS icon
1930
Emergent Biosolutions
EBS
$383M
– –
-176
Closed -$1.55K
ECC
1931
Eagle Point Credit Company
ECC
$497M
– –
-4,440
Closed -$29.3K
ECH icon
1932
iShares MSCI Chile ETF
ECH
$1.01B
– –
-3
Closed -$99
ECX icon
1933
ECARX Holdings
ECX
$421M
– –
-910
Closed -$1.83K
EDIT icon
1934
Editas Medicine
EDIT
$402M
– –
-575
Closed -$2K
EDU icon
1935
New Oriental
EDU
$9.15B
– –
-1
Closed -$53
EDV icon
1936
Vanguard World Funds Extended Duration ETF
EDV
$3.29B
– –
-9
Closed -$616
EEMA icon
1937
iShares MSCI Emerging Markets Asia ETF
EEMA
$811M
– –
-650
Closed -$59.6K
EEMX icon
1938
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$166M
– –
-251
Closed -$10.5K
EEMS icon
1939
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$346M
– –
-63
Closed -$4.28K
EES icon
1940
WisdomTree US SmallCap Earnings Fund
EES
$725M
– –
-739
Closed -$41.3K
EFC
1941
Ellington Financial
EFC
$1.69B
– –
-290
Closed -$3.76K
EFNL icon
1942
iShares MSCI Finland ETF
EFNL
$242M
– –
-3
Closed -$128
EFT
1943
Eaton Vance Floating-Rate Income Trust
EFT
$283M
– –
-850
Closed -$10K
EG icon
1944
Everest Group
EG
$15.6B
– –
-85
Closed -$29.8K
EGP icon
1945
EastGroup Properties
EGP
$11.2B
– –
-679
Closed -$115K
EGY icon
1946
Vaalco Energy
EGY
$559M
– –
-220
Closed -$884
EHAB
1947
DELISTED
Enhabit
EHAB
– –
-240
Closed -$1.92K
EHI
1948
Western Asset Global High Income Fund
EHI
$175M
– –
-2,771
Closed -$18.3K
EIDO icon
1949
iShares MSCI Indonesia ETF
EIDO
$468M
– –
-19
Closed -$333
EIG icon
1950
Employers Holdings
EIG
$905M
– –
-615
Closed -$26.1K
76 77
78
79 80

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.