PS
ECC

Principal Securities’s Eagle Point Credit Company ECC Stock Holding History

Principal Securities’s Portfolio ECC Stock Details ECC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-4,440
Closed -$29.3K – 1932
2025
Q3 		$29.3K Buy
4,440
+2,440
+122% +$17.3K ﹤0.01% 2230
2025
Q2 		$15.3K Buy
+2,000
New +$15.3K ﹤0.01% 2448

Other funds holding ECC

SPC
Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
IAIM
International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return
PI
PFG Investments Woodbury, New York $2.15B AUM 25.5% 1-Year Est. Return
LWMI
Legacy Wealth Management (Idaho) Boise, Idaho $201M AUM 259.85% 1-Year Est. Return
FCH
Freestone Capital Holdings Seattle, Washington $3.3B AUM 21.14% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
CC
CF Capital Cohasset, Massachusetts $83M AUM 14.05% 1-Year Est. Return

Principal Securities's ECC Position: Q4 2025 in Review

Principal Securities sold out of Eagle Point Credit Company (ECC) in Q4 2025, closing a stake of 4,440 shares — an estimated $29.3K sold.

Principal Securities first reported a position in ECC in Q2 2025 and held it in 2 quarters. The position peaked at $29.3K in Q3 2025. 121 funds tracked by Wall St. Rank hold ECC as of Q4 2025.

  • Principal Securities reported no remaining Eagle Point Credit Company position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 4,440 Eagle Point Credit Company shares in Q4 2025, an estimated $29.3K.
  • Principal Securities first reported a position in Eagle Point Credit Company in Q2 2025 and held it in 2 quarters.
  • Principal Securities's Eagle Point Credit Company position peaked at $29.3K in Q3 2025.
  • 121 funds tracked by Wall St. Rank held Eagle Point Credit Company as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.