Principal Securities’s Eaton Vance Floating-Rate Income Trust EFT Stock Holding History

Principal Securities’s Portfolio EFT Stock Details EFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-850	Closed	-$10K	–	1944
2025 Q3	$10K	Hold	850	–	–	﹤0.01%	2719
2025 Q2	$10.6K	Hold	850	–	–	﹤0.01%	2593
2025 Q1	$10.9K	Hold	850	–	–	﹤0.01%	2484
2024 Q4	$10.9K	Hold	850	–	–	﹤0.01%	2480
2024 Q3	$10.9K	Hold	850	–	–	﹤0.01%	2405
2024 Q2	$11.4K	Hold	850	–	–	﹤0.01%	2330
2024 Q1	$11.3K	Hold	850	–	–	﹤0.01%	2272
2023 Q4	$10.7K	Buy	+850	New	+$10.4K	﹤0.01%	2209

Other funds holding EFT

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

LSC

Logan Stone Capital Chicago, Illinois $473M AUM 0.79% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

Principal Securities's EFT Position: Q4 2025 in Review

Principal Securities sold out of Eaton Vance Floating-Rate Income Trust (EFT) in Q4 2025, closing a stake of 850 shares — an estimated $10K sold.

Principal Securities first reported a position in EFT in Q4 2023 and held it in 8 quarters. The position peaked at $11.4K in Q2 2024. 93 funds tracked by Wall St. Rank hold EFT as of Q4 2025.

Principal Securities reported no remaining Eaton Vance Floating-Rate Income Trust position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 850 Eaton Vance Floating-Rate Income Trust shares in Q4 2025, an estimated $10K.
Principal Securities first reported a position in Eaton Vance Floating-Rate Income Trust in Q4 2023 and held it in 8 quarters.
Principal Securities's Eaton Vance Floating-Rate Income Trust position peaked at $11.4K in Q2 2024.
93 funds tracked by Wall St. Rank held Eaton Vance Floating-Rate Income Trust as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.