PS
EFC

Principal Securities’s Ellington Financial EFC Stock Holding History

Principal Securities’s Portfolio EFC Stock Details EFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-290
Closed -$3.76K – 1942
2025
Q3 		$3.76K Hold
290
– – ﹤0.01% 3042
2025
Q2 		$3.77K Hold
290
– – ﹤0.01% 2947
2025
Q1 		$3.52K Hold
290
– – ﹤0.01% 2896
2024
Q4 		$3.52K Buy
+290
New +$3.58K ﹤0.01% 2892
2024
Q1 		– Sell
-7
Closed -$89 – 3346
2023
Q4 		$89 Buy
+7
New +$89 ﹤0.01% 3188

Other funds holding EFC

BlackRock
BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $73.7B AUM 53.56% 1-Year Est. Return
Amundi
Amundi Paris, France $367B AUM 31.23% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return