PS
EFC

Principal Securities’s Ellington Financial EFC Stock Holding History

Principal Securities’s Portfolio EFC Stock Details EFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-290
Closed -$3.76K – 1942
2025
Q3 		$3.76K Hold
290
– – ﹤0.01% 3042
2025
Q2 		$3.77K Hold
290
– – ﹤0.01% 2947
2025
Q1 		$3.52K Hold
290
– – ﹤0.01% 2896
2024
Q4 		$3.52K Buy
+290
New +$3.58K ﹤0.01% 2892
2024
Q1 		– Sell
-7
Closed -$89 – 3342
2023
Q4 		$89 Buy
+7
New +$89 ﹤0.01% 3188

Other funds holding EFC

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $83.9B AUM 60.43% 1-Year Est. Return
Amundi
Amundi Paris, France $416B AUM 44.19% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Principal Securities's EFC Position: Q4 2025 in Review

Principal Securities sold out of Ellington Financial (EFC) in Q4 2025, closing a stake of 290 shares — an estimated $3.76K sold.

Principal Securities first reported a position in EFC in Q4 2023 and held it in 5 quarters. The position peaked at $3.77K in Q2 2025. 250 funds tracked by Wall St. Rank hold EFC as of Q4 2025.

  • Principal Securities reported no remaining Ellington Financial position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 290 Ellington Financial shares in Q4 2025, an estimated $3.76K.
  • Principal Securities first reported a position in Ellington Financial in Q4 2023 and held it in 5 quarters.
  • Principal Securities's Ellington Financial position peaked at $3.77K in Q2 2025.
  • 250 funds tracked by Wall St. Rank held Ellington Financial as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.