Principal Securities’s iShares MSCI Emerging Markets Small-Cap ETF EEMS Stock Holding History

Principal Securities’s Portfolio EEMS Stock Details EEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-63	Closed	-$4.28K	–	1940
2025 Q3	$4.28K	Sell	63 -21	-25%	-$1.39K	﹤0.01%	3017
2025 Q2	$5.45K	Sell	84 -14	-14%	-$831	﹤0.01%	2833
2025 Q1	$5.7K	Hold	98	–	–	﹤0.01%	2728
2024 Q4	$5.7K	Sell	98 -10	-9%	-$609	﹤0.01%	2725
2024 Q3	$6.89K	Buy	108 +16	+17%	+$982	﹤0.01%	2566
2024 Q2	$5.62K	Hold	92	–	–	﹤0.01%	2597
2024 Q1	$5.41K	Buy	92 +34	+59%	+$1.96K	﹤0.01%	2578
2023 Q4	$3.35K	Buy	+58	New	+$3.21K	﹤0.01%	2674

Other funds holding EEMS

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCA

Checchi Capital Advisers Beverly Hills, California $1.98B AUM 19.17% 1-Year Est. Return

State of Wisconsin Investment Board Madison, Wisconsin $43.7B AUM 27.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return

HAC

Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Principal Securities's EEMS Position: Q4 2025 in Review

Principal Securities sold out of iShares MSCI Emerging Markets Small-Cap ETF (EEMS) in Q4 2025, closing a stake of 63 shares — an estimated $4.28K sold.

Principal Securities first reported a position in EEMS in Q4 2023 and held it in 8 quarters. The position peaked at $6.89K in Q3 2024. 113 funds tracked by Wall St. Rank hold EEMS as of Q4 2025.

Principal Securities reported no remaining iShares MSCI Emerging Markets Small-Cap ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 63 iShares MSCI Emerging Markets Small-Cap ETF shares in Q4 2025, an estimated $4.28K.
Principal Securities first reported a position in iShares MSCI Emerging Markets Small-Cap ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's iShares MSCI Emerging Markets Small-Cap ETF position peaked at $6.89K in Q3 2024.
113 funds tracked by Wall St. Rank held iShares MSCI Emerging Markets Small-Cap ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.