PS
EES icon

Principal Securities’s WisdomTree US SmallCap Earnings Fund EES Stock Holding History

Principal Securities’s Portfolio EES Stock Details EES Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-739
Closed -$41.3K – 1941
2025
Q3 		$41.3K Hold
739
– – ﹤0.01% 2045
2025
Q2 		$37.7K Sell
739
-140
-16% -$6.76K ﹤0.01% 2014
2025
Q1 		$47.4K Buy
879
+405
+85% +$21.3K ﹤0.01% 1777
2024
Q4 		$25.6K Sell
474
-6
-1% -$329 ﹤0.01% 2080
2024
Q3 		$25.3K Buy
480
+10
+2% +$507 ﹤0.01% 2006
2024
Q2 		$22.2K Buy
470
+91
+24% +$4.36K ﹤0.01% 2019
2024
Q1 		$19K Hold
379
– – ﹤0.01% 2029
2023
Q4 		$18.9K Buy
+379
New +$16.8K ﹤0.01% 1954

Other funds holding EES

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
KFI
Key Financial Inc West Chester, Pennsylvania $611M AUM 21.11% 1-Year Est. Return
SPA
Shore Point Advisors Brielle, New Jersey $292M AUM 20.07% 1-Year Est. Return
SC
Savant Capital Rockford, Illinois $34.1B AUM 22.4% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Principal Securities's EES Position: Q4 2025 in Review

Principal Securities sold out of WisdomTree US SmallCap Earnings Fund (EES) in Q4 2025, closing a stake of 739 shares — an estimated $41.3K sold.

Principal Securities first reported a position in EES in Q4 2023 and held it in 8 quarters. The position peaked at $47.4K in Q1 2025. 166 funds tracked by Wall St. Rank hold EES as of Q4 2025.

  • Principal Securities reported no remaining WisdomTree US SmallCap Earnings Fund position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 739 WisdomTree US SmallCap Earnings Fund shares in Q4 2025, an estimated $41.3K.
  • Principal Securities first reported a position in WisdomTree US SmallCap Earnings Fund in Q4 2023 and held it in 8 quarters.
  • Principal Securities's WisdomTree US SmallCap Earnings Fund position peaked at $47.4K in Q1 2025.
  • 166 funds tracked by Wall St. Rank held WisdomTree US SmallCap Earnings Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.