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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROST icon
526
Ross Stores
ROST
$76.6B
$1.51M 0.02%
9,925
+229
+2% +$32.7K
LITL
527
Simplify Piper Sandler US Small-Cap PLUS Income ETF
LITL
$6.74M
$1.51M 0.02%
52,903
+52,403
+10,481% +$1.46M
HBTA
528
Horizon Expedition Plus ETF
HBTA
$222M
$1.51M 0.02%
53,293
+393
+0.7% +$10.5K
PGX icon
529
Invesco Preferred ETF
PGX
$3.84B
$1.51M 0.02%
129,787
-2,933
-2% -$33.6K
DDOG icon
530
Datadog
DDOG
$87.9B
$1.5M 0.02%
10,544
+875
+9% +$120K
FIS icon
531
Fidelity National Information Services
FIS
$21.5B
$1.49M 0.02%
22,636
+6,182
+38% +$451K
PFFD icon
532
Global X US Preferred ETF
PFFD
$2.13B
$1.49M 0.02%
76,764
-4,403
-5% -$85.1K
FAB icon
533
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$1.49M 0.02%
17,092
-1,471
-8% -$126K
RINT
534
Russell Investments International Developed Equity ETF
RINT
$143M
$1.49M 0.02%
53,030
+38,262
+259% +$1.04M
AYI icon
535
Acuity Brands
AYI
$9.88B
$1.49M 0.02%
4,314
+854
+25% +$272K
CUBE icon
536
CubeSmart
CUBE
$9.53B
$1.48M 0.02%
36,475
+6,265
+21% +$255K
FPEI icon
537
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$1.48M 0.02%
76,458
-50,971
-40% -$976K
VPU
538
Vanguard Utilities ETF
VPU
$8.83B
$1.47M 0.02%
7,782
+1,325
+21% +$243K
LYG icon
539
Lloyds Banking Group
LYG
$87.4B
$1.45M 0.02%
320,424
+13,587
+4% +$59.4K
IWL icon
540
iShares Russell Top 200 ETF
IWL
$2.16B
$1.45M 0.02%
8,755
-245
-3% -$39K
SPAB icon
541
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$1.45M 0.02%
56,211
+1,313
+2% +$33.6K
EIC
542
Eagle Point Income Co
EIC
$230M
$1.45M 0.02%
107,851
+8,267
+8% +$110K
DASH icon
543
DoorDash
DASH
$75.3B
$1.44M 0.02%
5,304
+3
+0.1% +$752
SNSR icon
544
Global X Internet of Things ETF
SNSR
$214M
$1.43M 0.02%
36,704
-36,581
-50% -$1.4M
GFI icon
545
Gold Fields
GFI
$29.2B
$1.43M 0.02%
34,113
+778
+2% +$24.1K
SOXX icon
546
iShares Semiconductor ETF
SOXX
$44.2B
$1.43M 0.02%
5,256
+120
+2% +$29.9K
CTVA icon
547
Corteva
CTVA
$59.7B
$1.42M 0.02%
21,003
-875
-4% -$63.4K
PFG icon
548
Principal Financial Group
PFG
$23.6B
$1.42M 0.02%
17,126
+5,119
+43% +$409K
SAN icon
549
Banco Santander
SAN
$194B
$1.42M 0.02%
135,388
+30,869
+30% +$287K
SYY icon
550
Sysco
SYY
$39.7B
$1.41M 0.02%
17,139
+100
+0.6% +$8K
20 21
22
23 24

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.