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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFG icon
476
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.91M 0.03%
16,731
-10,808
-39% -$1.2M
FEM icon
477
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$1.88M 0.03%
69,299
+9,939
+17% +$258K
TCAF icon
478
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$1.87M 0.03%
49,669
+711
+1% +$26K
FTSM icon
479
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.86M 0.03%
31,110
-10,066
-24% -$604K
FTGC icon
480
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$1.83M 0.03%
70,611
-7,287
-9% -$185K
XSMO icon
481
Invesco S&P SmallCap Momentum ETF
XSMO
$3.02B
$1.82M 0.03%
24,787
+290
+1% +$20.5K
EJAN icon
482
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$1.82M 0.03%
54,673
-215
-0.4% -$7.02K
FLRG icon
483
Fidelity US Multifactor ETF
FLRG
$287M
$1.81M 0.03%
47,107
+3,720
+9% +$137K
NVO
484
Novo Nordisk
NVO
$216B
$1.81M 0.03%
32,619
-4,303
-12% -$252K
BUFD icon
485
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$1.81M 0.03%
65,409
+12,334
+23% +$334K
DVY icon
486
iShares Select Dividend ETF
DVY
$24B
$1.81M 0.03%
12,720
-66
-0.5% -$9.14K
HII icon
487
Huntington Ingalls Industries
HII
$11.3B
$1.81M 0.03%
6,271
+263
+4% +$70.1K
GSK icon
488
GSK
GSK
$103B
$1.79M 0.03%
41,573
-23,656
-36% -$924K
CLOU icon
489
Global X Cloud Computing ETF
CLOU
$224M
$1.79M 0.03%
76,840
-926
-1% -$21.2K
SDY icon
490
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.78M 0.03%
12,741
-1,054
-8% -$147K
GM icon
491
General Motors
GM
$74.7B
$1.75M 0.03%
28,689
+1,571
+6% +$87.6K
FPE icon
492
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.75M 0.03%
95,841
-22,024
-19% -$398K
LH icon
493
Labcorp
LH
$24.3B
$1.74M 0.03%
6,047
-91
-1% -$24.4K
OMFL icon
494
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$1.73M 0.03%
28,642
+71
+0.2% +$4.18K
O icon
495
Realty Income
O
$61.2B
$1.72M 0.03%
28,366
+1,631
+6% +$95K
LAMR icon
496
Lamar Advertising Co
LAMR
$16.2B
$1.72M 0.03%
14,079
+503
+4% +$62.5K
SNPS icon
497
Synopsys
SNPS
$71.5B
$1.7M 0.03%
3,454
+426
+14% +$241K
JSMD icon
498
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$1.7M 0.03%
20,360
+640
+3% +$52K
CASY icon
499
Casey's General Stores
CASY
$31.9B
$1.7M 0.03%
2,999
-16
-0.5% -$8.37K
IMCV icon
500
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.13B
$1.68M 0.03%
20,929
+922
+5% +$72.4K
18 19
20
21 22

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.