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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE.PRC
3651
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$3.7B
– –
-42
Closed -$2.85K
AMTM
3652
Amentum Holdings
AMTM
$5.51B
– –
-33
Closed -$790
AOCT
3653
Innovator Equity Defined Protection ETF - 2 Yr to October 2026
AOCT
$49.3M
– –
-2,956
Closed -$77.6K
CURB
3654
Curbline Properties
CURB
$3.6B
– –
-148
Closed -$3.3K
SARO
3655
StandardAero Inc
SARO
$9.54B
– –
-89
Closed -$2.43K
ZOCT
3656
Innovator Equity Defined Protection ETF - 1 Yr October
ZOCT
$104M
– –
-3,919
Closed -$104K
WCMI
3657
First Trust WCM International Equity ETF
WCMI
$1.63B
– –
-2,212
Closed -$37.3K
SOBO
3658
South Bow Corp
SOBO
$8.03B
– –
-39
Closed -$1.1K
PENG
3659
Penguin Solutions Inc
PENG
$2.76B
– –
-7
Closed -$184
TOPT
3660
iShares Top 20 U.S. Stocks ETF
TOPT
$662M
– –
-8,810
Closed -$268K
FLG
3661
Flagstar Bank National Association
FLG
$5.77B
– –
-2,892
Closed -$33.4K
FLG.PRU
3662
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
– –
-500
Closed -$19.9K
ECG
3663
Everus Construction Group
ECG
$6.63B
– –
-400
Closed -$34.3K
KNOV
3664
Innovator U.S. Small Cap Power Buffer ETF - November
KNOV
$44.3M
– –
-500
Closed -$13.8K
NNOV
3665
Innovator Growth-100 Power Buffer ETF - November
NNOV
$87M
– –
-550
Closed -$15.7K
BA.PRA
3666
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$7.49B
– –
-30
Closed -$2.09K
PRMB
3667
Primo Brands
PRMB
$8.24B
– –
-422
Closed -$9.33K
TLX
3668
Telix Pharmaceuticals
TLX
$3.46B
– –
-21
Closed -$201
HYBX
3669
TCW High Yield Bond ETF
HYBX
$31.4M
– –
-877
Closed -$26.9K
NOVM
3670
FT Vest U.S. Equity Max Buffer ETF - November
NOVM
$27.9M
– –
-2,100
Closed -$67.6K
FFGX
3671
Fidelity Fundamental Global ex-U.S. ETF
FFGX
$53.3M
– –
-350
Closed -$10.5K
PONY
3672
Pony AI Inc
PONY
$3.1B
– –
-401
Closed -$9.02K
YGLD
3673
Simplify Gold Strategy ETF
YGLD
$36.4M
– –
-4,862
Closed -$197K
TTAN
3674
ServiceTitan Inc
TTAN
$6.72B
– –
-257
Closed -$25.9K
ABFL
3675
Abacus FCF Leaders ETF
ABFL
$527M
– –
-221
Closed -$15.9K
145 146
147
148 149

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.