PS
KNOV

Principal Securities’s Innovator U.S. Small Cap Power Buffer ETF - November KNOV Stock Holding History

Principal Securities’s Portfolio KNOV Stock Details KNOV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-500
Closed -$13.8K – 3665
2025
Q3 		$13.8K Hold
500
– – ﹤0.01% 2588
2025
Q2 		$12.7K Buy
+500
New +$12.2K ﹤0.01% 2519

Other funds holding KNOV

Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
FFG
Fiduciary Financial Group San Rafael, California $882M AUM 23.98% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
SG
Sherry Group Mountain Home, Arkansas $102M AUM
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
Mercer Global Advisors
Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return
FA
Faithward Advisors Lancaster, Pennsylvania $701M AUM 32.17% 1-Year Est. Return

Principal Securities's KNOV Position: Q4 2025 in Review

Principal Securities sold out of Innovator U.S. Small Cap Power Buffer ETF - November (KNOV) in Q4 2025, closing a stake of 500 shares — an estimated $13.8K sold.

Principal Securities first reported a position in KNOV in Q2 2025 and held it in 2 quarters. The position peaked at $13.8K in Q3 2025. 33 funds tracked by Wall St. Rank hold KNOV as of Q4 2025.

  • Principal Securities reported no remaining Innovator U.S. Small Cap Power Buffer ETF - November position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 500 Innovator U.S. Small Cap Power Buffer ETF - November shares in Q4 2025, an estimated $13.8K.
  • Principal Securities first reported a position in Innovator U.S. Small Cap Power Buffer ETF - November in Q2 2025 and held it in 2 quarters.
  • Principal Securities's Innovator U.S. Small Cap Power Buffer ETF - November position peaked at $13.8K in Q3 2025.
  • 33 funds tracked by Wall St. Rank held Innovator U.S. Small Cap Power Buffer ETF - November as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.