PS
AOCT

Principal Securities’s Innovator Equity Defined Protection ETF - 2 Yr to October 2026 AOCT Stock Holding History

Principal Securities’s Portfolio AOCT Stock Details AOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-2,956
Closed -$77.6K – 3654
2025
Q3 		$77.6K Hold
2,956
– – ﹤0.01% 1718
2025
Q2 		$76K Hold
2,956
– – ﹤0.01% 1654
2025
Q1 		$73.5K Hold
2,956
– – ﹤0.01% 1581
2024
Q4 		$73.5K Buy
+2,956
New +$73.6K ﹤0.01% 1579

Other funds holding AOCT

LC
Legacy CG Plano, Texas $391M AUM 22.7% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
AF
Allworth Financial Folsom, California $24.7B AUM 15.55% 1-Year Est. Return
TWM
Tradition Wealth Management Edina, Minnesota $1.41B AUM 19.71% 1-Year Est. Return
CPP
Capasso Planning Partners Charleston, South Carolina $185M AUM 14.14% 1-Year Est. Return
CWA
Continuum Wealth Advisors Saratoga Springs, New York $296M AUM 24.77% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Principal Securities's AOCT Position: Q4 2025 in Review

Principal Securities sold out of Innovator Equity Defined Protection ETF - 2 Yr to October 2026 (AOCT) in Q4 2025, closing a stake of 2,956 shares — an estimated $77.6K sold.

Principal Securities first reported a position in AOCT in Q4 2024 and held it in 4 quarters. The position peaked at $77.6K in Q3 2025. 32 funds tracked by Wall St. Rank hold AOCT as of Q4 2025.

  • Principal Securities reported no remaining Innovator Equity Defined Protection ETF - 2 Yr to October 2026 position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 2,956 Innovator Equity Defined Protection ETF - 2 Yr to October 2026 shares in Q4 2025, an estimated $77.6K.
  • Principal Securities first reported a position in Innovator Equity Defined Protection ETF - 2 Yr to October 2026 in Q4 2024 and held it in 4 quarters.
  • Principal Securities's Innovator Equity Defined Protection ETF - 2 Yr to October 2026 position peaked at $77.6K in Q3 2025.
  • 32 funds tracked by Wall St. Rank held Innovator Equity Defined Protection ETF - 2 Yr to October 2026 as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.