PS
NOVM

Principal Securities’s FT Vest U.S. Equity Max Buffer ETF - November NOVM Stock Holding History

Principal Securities’s Portfolio NOVM Stock Details NOVM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-2,100
Closed -$67.6K – 3671
2025
Q3 		$67.6K Buy
2,100
+600
+40% +$19.1K ﹤0.01% 1801
2025
Q2 		$47.2K Hold
1,500
– – ﹤0.01% 1914
2025
Q1 		$45.8K Hold
1,500
– – ﹤0.01% 1786
2024
Q4 		$45.8K Buy
+1,500
New +$46K ﹤0.01% 1785

Other funds holding NOVM

CCFM
Clear Creek Financial Management Silverdale, Washington $1.3B AUM 20.31% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
PAS
Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return
MFS
Madrona Financial Services Everett, Washington $543M AUM 30.87% 1-Year Est. Return
WA
Waverly Advisors Birmingham, Alabama $13.4B AUM 18.56% 1-Year Est. Return
MOS
MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return
GFA
Gallagher Fiduciary Advisors Rolling Meadows, Illinois $2.58B AUM 8.97% 1-Year Est. Return

Principal Securities's NOVM Position: Q4 2025 in Review

Principal Securities sold out of FT Vest U.S. Equity Max Buffer ETF - November (NOVM) in Q4 2025, closing a stake of 2,100 shares — an estimated $67.6K sold.

Principal Securities first reported a position in NOVM in Q4 2024 and held it in 4 quarters. The position peaked at $67.6K in Q3 2025. 34 funds tracked by Wall St. Rank hold NOVM as of Q4 2025.

  • Principal Securities reported no remaining FT Vest U.S. Equity Max Buffer ETF - November position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 2,100 FT Vest U.S. Equity Max Buffer ETF - November shares in Q4 2025, an estimated $67.6K.
  • Principal Securities first reported a position in FT Vest U.S. Equity Max Buffer ETF - November in Q4 2024 and held it in 4 quarters.
  • Principal Securities's FT Vest U.S. Equity Max Buffer ETF - November position peaked at $67.6K in Q3 2025.
  • 34 funds tracked by Wall St. Rank held FT Vest U.S. Equity Max Buffer ETF - November as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.