PS
ZOCT

Principal Securities’s Innovator Equity Defined Protection ETF - 1 Yr October ZOCT Stock Holding History

Principal Securities’s Portfolio ZOCT Stock Details ZOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-3,919
Closed -$104K – 3657
2025
Q3 		$104K Sell
3,919
-34,780
-90% -$915K ﹤0.01% 1580
2025
Q2 		$1.01M Sell
38,699
-2,572
-6% -$65.4K 0.02% 614
2025
Q1 		$1.04M Hold
41,271
– – 0.02% 540
2024
Q4 		$1.04M Buy
+41,271
New +$1.04M 0.02% 538

Other funds holding ZOCT

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PI
Pachira Investments Dana Point, California $265M AUM 30.34% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return
CF
Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Principal Securities's ZOCT Position: Q4 2025 in Review

Principal Securities sold out of Innovator Equity Defined Protection ETF - 1 Yr October (ZOCT) in Q4 2025, closing a stake of 3,919 shares — an estimated $104K sold.

Principal Securities first reported a position in ZOCT in Q4 2024 and held it in 4 quarters. The position peaked at $1.04M in Q1 2025. 78 funds tracked by Wall St. Rank hold ZOCT as of Q4 2025.

  • Principal Securities reported no remaining Innovator Equity Defined Protection ETF - 1 Yr October position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 3,919 Innovator Equity Defined Protection ETF - 1 Yr October shares in Q4 2025, an estimated $104K.
  • Principal Securities first reported a position in Innovator Equity Defined Protection ETF - 1 Yr October in Q4 2024 and held it in 4 quarters.
  • Principal Securities's Innovator Equity Defined Protection ETF - 1 Yr October position peaked at $1.04M in Q1 2025.
  • 78 funds tracked by Wall St. Rank held Innovator Equity Defined Protection ETF - 1 Yr October as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.