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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
276
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.58M 0.06%
77,703
-33,236
-30% -$1.07M
CPRT icon
277
Copart
CPRT
$25.9B
$2.55M 0.06%
48,729
-255
-0.5% -$13.2K
JMUB icon
278
JPMorgan Municipal ETF
JMUB
$8.19B
$2.55M 0.06%
49,802
+4,484
+10% +$228K
BUFR icon
279
FT Vest Fund of Buffer ETFs
BUFR
$10B
$2.52M 0.06%
84,408
+36,589
+77% +$1.07M
IAPR icon
280
Innovator International Developed Power Buffer ETF April
IAPR
$197M
$2.51M 0.06%
88,164
-8,253
-9% -$228K
C icon
281
Citigroup
C
$222B
$2.49M 0.06%
39,730
+2,589
+7% +$160K
VBR icon
282
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.48M 0.06%
12,374
-1,816
-13% -$349K
BIL icon
283
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$2.48M 0.06%
26,979
-38,264
-59% -$3.51M
SHV icon
284
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$2.48M 0.06%
22,379
-18,648
-45% -$2.06M
PGX icon
285
Invesco Preferred ETF
PGX
$3.84B
$2.47M 0.06%
200,086
-6,829
-3% -$81.5K
FDVV icon
286
Fidelity High Dividend ETF
FDVV
$10.1B
$2.46M 0.06%
48,560
-12,439
-20% -$606K
AJG icon
287
Arthur J. Gallagher & Co
AJG
$63.7B
$2.46M 0.06%
8,741
+716
+9% +$202K
SHY icon
288
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.46M 0.06%
29,547
-436
-1% -$36K
RSPH icon
289
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$2.45M 0.06%
76,119
+62,815
+472% +$1.97M
EQWL icon
290
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$2.45M 0.06%
23,964
+14,358
+149% +$1.41M
ITM icon
291
VanEck Intermediate Muni ETF
ITM
$2.14B
$2.45M 0.06%
52,147
-2,305
-4% -$107K
ZTS icon
292
Zoetis
ZTS
$31.6B
$2.43M 0.06%
12,413
+1,576
+15% +$290K
CIBR icon
293
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.42M 0.06%
40,775
+22,867
+128% +$1.31M
PFE icon
294
Pfizer
PFE
$140B
$2.4M 0.06%
83,080
-899
-1% -$26.2K
ECL icon
295
Ecolab
ECL
$75.6B
$2.38M 0.06%
9,332
+940
+11% +$230K
ROP icon
296
Roper Technologies
ROP
$36.3B
$2.38M 0.06%
4,271
-149
-3% -$81.9K
FPEI icon
297
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$2.34M 0.06%
122,886
+51,178
+71% +$956K
GLD icon
298
SPDR Gold Trust
GLD
$131B
$2.34M 0.06%
9,623
+1,647
+21% +$377K
NOW icon
299
ServiceNow
NOW
$102B
$2.33M 0.06%
13,050
-16,240
-55% -$2.67M
CWB icon
300
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.33M 0.06%
30,402
+3,560
+13% +$262K
10 11
12
13 14

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.