Parallax Volatility Advisers’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Parallax Volatility Advisers’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	3350
2019 Q2	$0	Hold	1	–	–	﹤0.01%	3621
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3912
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3852
2018 Q3	$0	Hold	1	–	–	﹤0.01%	3491
2018 Q2	$0	Hold	1	–	–	﹤0.01%	3188
2018 Q1	$0	Hold	1	–	–	﹤0.01%	4011
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4830
2017 Q3	$0	Hold	1	–	–	﹤0.01%	3155
2017 Q2	$0	Hold	1	–	–	﹤0.01%	3788
2017 Q1	$0	Hold	1	–	–	﹤0.01%	4544
2016 Q4	$0	Hold	1	–	–	﹤0.01%	4044
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3822
2016 Q2	$0	Hold	1	–	–	﹤0.01%	3448
2016 Q1	$0	Hold	1	–	–	﹤0.01%	3560
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3797
2015 Q3	$0	Hold	1	–	–	﹤0.01%	4012
2015 Q2	$0	Hold	1	–	–	﹤0.01%	4797
2015 Q1	$0	Hold	1	–	–	﹤0.01%	5417
2014 Q4	$0	Buy	+1	New	+$75	﹤0.01%	5779

Other funds holding SMLV

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Advisornet Financial Minnetonka, Minnesota $1.93B AUM 18.43% 1-Year Est. Return

CCFM

Clear Creek Financial Management Silverdale, Washington $1.3B AUM 20.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Parallax Volatility Advisers's SMLV Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in SMLV in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 71 funds tracked by Wall St. Rank hold SMLV as of Q3 2019.

Parallax Volatility Advisers reported no remaining State Street SPDR US Small Cap Low Volatility Index ETF position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 State Street SPDR US Small Cap Low Volatility Index ETF share in Q3 2019.
Parallax Volatility Advisers first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's State Street SPDR US Small Cap Low Volatility Index ETF position peaked at $0 in Q2 2019.
71 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.