Parallax Volatility Advisers’s First Trust Global Wind Energy ETF FAN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2628
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2878
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3099
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3176
2018 Q3	$0	Hold	1	–	–	﹤0.01%	2840
2018 Q2	$0	Hold	1	–	–	﹤0.01%	2434
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2814
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4202
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2403
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2741
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3840
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3342
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3142
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2774
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2818
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3139
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3214
2015 Q2	$0	Hold	1	–	–	﹤0.01%	3947
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4675
2014 Q4	$0	Buy	+1	New	+$11	﹤0.01%	5228