Palladiem’s ARK Innovation ETF ARKK Stock Holding History

Palladiem’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-63,373	Closed	-$2.39M	–	56
2022 Q3	$2.39M	Sell	63,373 -3,235	-5%	-$144K	2.51%	13
2022 Q2	$2.66M	Buy	66,608 +7,005	+12%	+$333K	2.64%	13
2022 Q1	$3.95M	Sell	59,603 -4,338	-7%	-$306K	3.49%	11
2021 Q4	$6.05M	Buy	63,941 +3,686	+6%	+$402K	4.87%	8
2021 Q3	$6.66M	Sell	60,255 -380	-0.6%	-$45.7K	5.39%	8
2021 Q2	$7.93M	Buy	60,635 +4,375	+8%	+$510K	6.4%	6
2021 Q1	$6.75M	Sell	56,260 -45,134	-45%	-$6.11M	5.89%	7
2020 Q4	$12.6M	Buy	+101,394	New	+$11M	11.82%	1

Other funds holding ARKK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.85B AUM 36.09% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Palladiem's ARKK Position: Q4 2022 in Review

Palladiem sold out of ARK Innovation ETF (ARKK) in Q4 2022, closing a stake of 63,373 shares — an estimated $2.39M sold.

Palladiem first reported a position in ARKK in Q4 2020 and held it in 8 quarters. The position peaked at $12.6M in Q4 2020. 595 funds tracked by Wall St. Rank hold ARKK as of Q4 2022.

Palladiem reported no remaining ARK Innovation ETF position as of Q4 2022 after selling out during the quarter.
Palladiem sold 63,373 ARK Innovation ETF shares in Q4 2022, an estimated $2.39M.
Palladiem first reported a position in ARK Innovation ETF in Q4 2020 and held it in 8 quarters.
Palladiem's ARK Innovation ETF position peaked at $12.6M in Q4 2020.
595 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q4 2022.

Based on Palladiem's 13F filing for Q4 2022, filed 2 Feb 2023.