Northern Trust’s ARK Innovation ETF ARKK Stock Holding History

Northern Trust’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-7,232	Closed	-$288K	–	4714
2022 Q2	$288K	Buy	7,232 +1,619	+29%	+$77.1K	﹤0.01%	3735
2022 Q1	$373K	Sell	5,613 -2,234	-28%	-$158K	﹤0.01%	3850
2021 Q4	$743K	Sell	7,847 -1,662	-17%	-$181K	﹤0.01%	3659
2021 Q3	$1.05M	Sell	9,509 -1,597	-14%	-$192K	﹤0.01%	3535
2021 Q2	$1.45M	Sell	11,106 -2,319	-17%	-$270K	﹤0.01%	3446
2021 Q1	$1.61M	Buy	13,425 +5,455	+68%	+$738K	﹤0.01%	3363
2020 Q4	$992K	Buy	+7,970	New	+$864K	﹤0.01%	3524

Other funds holding ARKK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.85B AUM 36.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Northern Trust's ARKK Position: Q3 2022 in Review

Northern Trust sold out of ARK Innovation ETF (ARKK) in Q3 2022, closing a stake of 7,232 shares — an estimated $288K sold.

Northern Trust first reported a position in ARKK in Q4 2020 and held it in 7 quarters. The position peaked at $1.61M in Q1 2021. 618 funds tracked by Wall St. Rank hold ARKK as of Q3 2022.

Northern Trust reported no remaining ARK Innovation ETF position as of Q3 2022 after selling out during the quarter.
Northern Trust sold 7,232 ARK Innovation ETF shares in Q3 2022, an estimated $288K.
Northern Trust first reported a position in ARK Innovation ETF in Q4 2020 and held it in 7 quarters.
Northern Trust's ARK Innovation ETF position peaked at $1.61M in Q1 2021.
618 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2022.

Based on Northern Trust's 13F filing for Q3 2022, filed 14 Nov 2022.