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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$30.9M
Cap. Flow %
-8.44%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Energy 8.64%
3 Technology 7.59%
4 Consumer Discretionary 6.75%
5 Communication Services 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTES icon
351
PUT
NetEase
NTES
$81.5B
– –
-1,375
Closed -$638K
NXJ
352
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-41,200
Closed -$538K
PBR.A icon
353
PUT
Petrobras Class A
PBR.A
$104B
– –
-800
Closed -$320K
PCN
354
PIMCO Corporate & Income Strategy Fund
PCN
$870M
– –
-5,000
Closed -$88K
PFF icon
355
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-185,800
Closed -$7.01M
PG icon
356
CALL
Procter & Gamble
PG
$347B
– –
-500
Closed -$310K
PGX icon
357
Invesco Preferred ETF
PGX
$3.81B
– –
-136,400
Closed -$1.99M
PHD
358
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-49,100
Closed -$549K
PMF
359
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-5,500
Closed -$72K
PTY icon
360
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
– –
-24,700
Closed -$432K
RFI
361
Cohen & Steers Total Return Realty Fund
RFI
$313M
– –
-19,300
Closed -$243K
RQI icon
362
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
– –
-230,800
Closed -$2.77M
RVT icon
363
Royce Value Trust
RVT
$2.22B
– –
-400
Closed -$6K
SKM icon
364
SK Telecom
SKM
$11.8B
– –
-10,926
Closed -$418K
SONY icon
365
Sony
SONY
$133B
– –
-61,965
Closed -$633K
SPY icon
366
State Street SPDR S&P 500 ETF Trust
SPY
$783B
– –
-84,952
Closed -$23M
STX icon
367
CALL
Seagate
STX
$169B
– –
-350
Closed -$20K
TAP icon
368
CALL
Molson Coors Class B
TAP
$7.97B
– –
-400
Closed -$368K
TAP icon
369
PUT
Molson Coors Class B
TAP
$7.97B
– –
-1,268
Closed -$96K
TEL icon
370
TE Connectivity
TEL
$62.1B
– –
-3,296
Closed -$297K
TEL icon
371
PUT
TE Connectivity
TEL
$62.1B
– –
-37
Closed -$19K
TLK icon
372
Telkom Indonesia
TLK
$14.2B
– –
-161,670
Closed -$4.23M
TLT icon
373
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
– –
-250
Closed -$123K
TLT icon
374
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
– –
-250
Closed -$72K
TM icon
375
Toyota
TM
$221B
– –
-10,100
Closed -$1.31M
13 14
15
16 17

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CL
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CPA
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IIC
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MCM
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SSA
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WC
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WIM
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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.