Nine Masts Capital’s Invesco Preferred ETF PGX Stock Holding History

Nine Masts Capital’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-136,400	Closed	-$1.99M	–	358
2018 Q2	$1.99M	Buy	+136,400	New	+$1.97M	0.39%	47

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $174M AUM 1.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Nine Masts Capital's PGX Position: Q3 2018 in Review

Nine Masts Capital sold out of Invesco Preferred ETF (PGX) in Q3 2018, closing a stake of 136,400 shares — an estimated $1.99M sold.

Nine Masts Capital first reported a position in PGX in Q2 2018 and held it in 1 quarter. The position peaked at $1.99M in Q2 2018. 318 funds tracked by Wall St. Rank hold PGX as of Q3 2018.

Nine Masts Capital reported no remaining Invesco Preferred ETF position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 136,400 Invesco Preferred ETF shares in Q3 2018, an estimated $1.99M.
Nine Masts Capital first reported a position in Invesco Preferred ETF in Q2 2018 and held it in 1 quarter.
Nine Masts Capital's Invesco Preferred ETF position peaked at $1.99M in Q2 2018.
318 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.