Nine Masts Capital’s Royce Value Trust RVT Stock Holding History

Nine Masts Capital’s Portfolio RVT Stock Details RVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-400	Closed	-$6K	–	364
2018 Q2	$6K	Buy	+400	New	+$6.44K	﹤0.01%	270
2015 Q4	–	Sell	-16,203	Closed	-$190K	–	95
2015 Q3	$190K	Hold	16,203	–	–	0.05%	55
2015 Q2	$223K	Buy	+16,203	New	+$231K	0.07%	56

Other funds holding RVT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Nine Masts Capital's RVT Position: Q3 2018 in Review

Nine Masts Capital sold out of Royce Value Trust (RVT) in Q3 2018, closing a stake of 400 shares — an estimated $6K sold.

Nine Masts Capital first reported a position in RVT in Q2 2015 and held it in 3 quarters. The position peaked at $223K in Q2 2015. 121 funds tracked by Wall St. Rank hold RVT as of Q3 2018.

Nine Masts Capital reported no remaining Royce Value Trust position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 400 Royce Value Trust shares in Q3 2018, an estimated $6K.
Nine Masts Capital first reported a position in Royce Value Trust in Q2 2015 and held it in 3 quarters.
Nine Masts Capital's Royce Value Trust position peaked at $223K in Q2 2015.
121 funds tracked by Wall St. Rank held Royce Value Trust as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.