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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-12.79%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$630M
AUM Growth
+$263M
Cap. Flow
+$594M
Cap. Flow %
94.33%
Top 10 Hldgs %
65.4%
Holding
360
New
64
Increased
99
Reduced
12
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$167M
2
TSM icon
TSMC
TSM
+$101M
3
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$28.2M
4
IBN icon
ICICI Bank
IBN
+$25.7M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$25.6M

Top Sells

Rank Stock Value
1
PBR.A icon
Petrobras Class A
PBR.A
+$24.3M
2
NXPI icon
NXP Semiconductors
NXPI
+$11.5M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$8.54M
4
STG
Sunlands Technology
STG
+$6.34M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.61M

Sector Composition

Rank Sector Weight
1 Technology 23.41%
2 Financials 19.95%
3 Consumer Discretionary 6.52%
4 Consumer Staples 5.1%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
301
PUT
Prudential Financial
PRU
$42.3B
– –
-1,100
Closed -$119K
QQQ icon
302
PUT
Invesco QQQ Trust
QQQ
$449B
– –
-1,650
Closed -$241K
QQQX icon
303
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-125,700
Closed -$3.02M
RMT
304
Royce Micro-Cap Trust
RMT
$735M
– –
-56,300
Closed -$575K
SABA
305
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-8,400
Closed -$103K
SHYG icon
306
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
– –
-111,700
Closed -$5.24M
SJNK icon
307
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
– –
-164,400
Closed -$4.51M
SNAP icon
308
Snap
SNAP
$7.6B
– –
-161,757
Closed -$1.37M
SNAP icon
309
PUT
Snap
SNAP
$7.6B
– –
-2,200
Closed -$392K
SPXX icon
310
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
– –
-44,200
Closed -$747K
STEW
311
SRH Total Return Fund
STEW
$1.76B
– –
-52,524
Closed -$589K
STG
312
Sunlands Technology
STG
$51M
– –
-83,810
Closed -$6.34M
STK
313
Columbia Seligman Premium Technology Growth Fund
STK
$841M
– –
-3,400
Closed -$73K
TAP.A icon
314
CALL
Molson Coors Class A
TAP.A
$7.88B
– –
-400
Closed -$91K
TAP.A icon
315
PUT
Molson Coors Class A
TAP.A
$7.88B
– –
-1,268
Closed -$49K
TEI
316
Templeton Emerging Markets Income Fund
TEI
$310M
– –
-142,000
Closed -$1.42M
TEVA icon
317
CALL
Teva Pharmaceuticals
TEVA
$36.2B
– –
-800
Closed -$66K
TLT icon
318
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
– –
-6,270
Closed -$726K
TRIP icon
319
TripAdvisor
TRIP
$1.66B
– –
-73,002
Closed -$3.73M
TRIP icon
320
PUT
TripAdvisor
TRIP
$1.66B
– –
-1,637
Closed -$684K
TY icon
321
TRI-Continental Corp
TY
$1.86B
– –
-88,200
Closed -$2.38M
UMC icon
322
United Microelectronic
UMC
$47.9B
– –
-319,739
Closed -$846K
UNP icon
323
Union Pacific
UNP
$178B
– –
-882
Closed -$144K
UNP icon
324
PUT
Union Pacific
UNP
$178B
– –
-300
Closed -$7K
UPS icon
325
CALL
United Parcel Service
UPS
$96B
– –
-400
Closed -$22K
11 12
13
14 15

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Nine Masts Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Nine Masts Capital held 360 positions worth $630M, up 72% from $367M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Nine Masts Capital deployed $594M of net new capital in Q4 2018, opening 64 new positions and adding to 99 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 7.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Petrobras Class A, an estimated $24.3M trimmed.

  • Nine Masts Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.
  • Nine Masts Capital added most to TSMC in Q4 2018, an estimated $101M increase.
  • Nine Masts Capital's biggest Q4 2018 reduction was Petrobras Class A, cutting an estimated $24.3M.
  • Nine Masts Capital fully exited NXP Semiconductors in Q4 2018, selling an estimated $11.5M.
  • Nine Masts Capital's ten largest holdings make up 65% of its $630M portfolio in Q4 2018.
  • Nine Masts Capital opened 64 new positions and closed 181 in Q4 2018.
  • Nine Masts Capital's portfolio value rose 72% quarter-over-quarter to $630M.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.