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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$30.9M
Cap. Flow %
-8.44%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Energy 8.64%
3 Technology 7.59%
4 Consumer Discretionary 6.75%
5 Communication Services 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
301
CALL
Boeing
BA
$175B
– –
-60
Closed -$18K
BAC icon
302
Bank of America
BAC
$439B
– –
-11,260
Closed -$343K
BDJ icon
303
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
– –
-1,200
Closed -$11K
BG icon
304
CALL
Bunge Global
BG
$22.8B
– –
-400
Closed -$21K
BHC icon
305
PUT
Bausch Health
BHC
$1.69B
– –
-1,000
Closed -$58K
BHK icon
306
BlackRock Core Bond Trust
BHK
$646M
– –
-21,700
Closed -$277K
BST icon
307
BlackRock Science and Technology Trust
BST
$1.55B
– –
-6,376
Closed -$212K
BTI icon
308
British American Tobacco
BTI
$134B
– –
-1,270
Closed -$64K
BTI icon
309
PUT
British American Tobacco
BTI
$134B
– –
-72
Closed -$4K
BUI icon
310
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$731M
– –
-3,000
Closed -$60K
CAT icon
311
Caterpillar
CAT
$387B
– –
-12,149
Closed -$1.65M
CAT icon
312
PUT
Caterpillar
CAT
$387B
– –
-250
Closed -$88K
DIAX
313
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-4,700
Closed -$87K
DMO
314
Western Asset Mortgage Opportunity Fund
DMO
$119M
– –
-6,600
Closed -$152K
DSM
315
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
– –
-100
Closed -$1K
EL icon
316
CALL
Estee Lauder
EL
$30.7B
– –
-63
Closed -$29K
EMF
317
Templeton Emerging Markets Fund
EMF
$305M
– –
-6,400
Closed -$94K
EMO
318
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
– –
-460
Closed -$25K
FCT
319
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-43,100
Closed -$554K
FDX icon
320
CALL
FedEx
FDX
$74B
– –
-300
Closed -$11K
FFIV icon
321
F5
FFIV
$22.8B
– –
-18
Closed -$3K
FLR icon
322
Fluor
FLR
$6.89B
– –
-3,188
Closed -$174K
GEN icon
323
Gen Digital
GEN
$16.6B
– –
-99,737
Closed -$2.03M
GLW icon
324
CALL
Corning
GLW
$108B
– –
-282
Closed -$38K
GLW icon
325
PUT
Corning
GLW
$108B
– –
-282
Closed -$21K
11 12
13
14 15

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CL
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CPA
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IIC
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MCM
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SSA
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WC
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WIM
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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.