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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-12.79%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$630M
AUM Growth
+$263M
Cap. Flow
+$594M
Cap. Flow %
94.33%
Top 10 Hldgs %
65.4%
Holding
360
New
64
Increased
99
Reduced
12
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$167M
2
TSM icon
TSMC
TSM
+$101M
3
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$28.2M
4
IBN icon
ICICI Bank
IBN
+$25.7M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$25.6M

Top Sells

Rank Stock Value
1
PBR.A icon
Petrobras Class A
PBR.A
+$24.3M
2
NXPI icon
NXP Semiconductors
NXPI
+$11.5M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$8.54M
4
STG
Sunlands Technology
STG
+$6.34M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.61M

Sector Composition

Rank Sector Weight
1 Technology 23.41%
2 Financials 19.95%
3 Consumer Discretionary 6.52%
4 Consumer Staples 5.1%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
251
PUT
DELISTED
Hess
HES
– –
-2,550
Closed -$78K
HIX
252
Western Asset High Income Fund II
HIX
$352M
– –
-139,600
Closed -$885K
HQH
253
abrdn Healthcare Investors
HQH
$1.24B
– –
-4,100
Closed -$95K
HTD
254
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
– –
-6,800
Closed -$159K
HWM icon
255
CALL
Howmet Aerospace
HWM
$115B
– –
-250
Closed -$62K
HWM icon
256
PUT
Howmet Aerospace
HWM
$115B
– –
-250
Closed -$2K
HYT icon
257
BlackRock Corporate High Yield Fund
HYT
$1.35B
– –
-159,400
Closed -$1.68M
IGD
258
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$506M
– –
-52,800
Closed -$383K
IGR
259
CBRE Global Real Estate Income Fund
IGR
$712M
– –
-23,800
Closed -$174K
IIM icon
260
Invesco Value Municipal Income Trust
IIM
$585M
– –
-57,400
Closed -$794K
INTC icon
261
Intel
INTC
$462B
– –
-4,100
Closed -$194K
IQI icon
262
Invesco Quality Municipal Securities
IQI
$526M
– –
-59,300
Closed -$687K
IRBT
263
DELISTED
iRobot
IRBT
– –
-86
Closed -$9K
IRBT
264
PUT
DELISTED
iRobot
IRBT
– –
-9
Closed -$1K
JFR icon
265
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-304,200
Closed -$3.16M
JGH icon
266
Nuveen Global High Income Fund
JGH
$349M
– –
-27,300
Closed -$426K
JPC icon
267
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-362,400
Closed -$3.36M
JQC icon
268
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-449,700
Closed -$3.58M
K
269
CALL
DELISTED
Kellanova
K
– –
-694
Closed -$112K
KIO
270
KKR Income Opportunities Fund
KIO
$448M
– –
-34,600
Closed -$568K
KYN icon
271
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
– –
-204,100
Closed -$3.64M
LDP icon
272
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
– –
-56,200
Closed -$1.34M
MKC icon
273
McCormick & Company Non-Voting
MKC
$13.6B
– –
-3,010
Closed -$198K
MKC icon
274
PUT
McCormick & Company Non-Voting
MKC
$13.6B
– –
-336
Closed -$9K
MS icon
275
Morgan Stanley
MS
$337B
– –
-27,175
Closed -$1.27M
9 10
11
12 13

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CL
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CPA
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IIC
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MCM
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SSA
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Nine Masts Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Nine Masts Capital held 360 positions worth $630M, up 72% from $367M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Nine Masts Capital deployed $594M of net new capital in Q4 2018, opening 64 new positions and adding to 99 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 7.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Petrobras Class A, an estimated $24.3M trimmed.

  • Nine Masts Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.
  • Nine Masts Capital added most to TSMC in Q4 2018, an estimated $101M increase.
  • Nine Masts Capital's biggest Q4 2018 reduction was Petrobras Class A, cutting an estimated $24.3M.
  • Nine Masts Capital fully exited NXP Semiconductors in Q4 2018, selling an estimated $11.5M.
  • Nine Masts Capital's ten largest holdings make up 65% of its $630M portfolio in Q4 2018.
  • Nine Masts Capital opened 64 new positions and closed 181 in Q4 2018.
  • Nine Masts Capital's portfolio value rose 72% quarter-over-quarter to $630M.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.