Nine Masts Capital’s John Hancock Tax-Advantaged Dividend Income Fund HTD Stock Holding History

Nine Masts Capital’s Portfolio HTD Stock Details HTD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-6,800	Closed	-$159K	–	257
2018 Q3	$159K	Sell	6,800 -5,000	-42%	-$117K	0.04%	209
2018 Q2	$276K	Buy	+11,800	New	+$264K	0.05%	154
2015 Q4	–	Sell	-52,200	Closed	-$1.02M	–	86
2015 Q3	$1.02M	Buy	52,200 +15,100	+41%	+$301K	0.26%	40
2015 Q2	$729K	Buy	+37,100	New	+$772K	0.24%	41

Other funds holding HTD

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

FFS

Founders Financial Securities Towson, Maryland $1.77B AUM 17.63% 1-Year Est. Return

Nine Masts Capital's HTD Position: Q4 2018 in Review

Nine Masts Capital sold out of John Hancock Tax-Advantaged Dividend Income Fund (HTD) in Q4 2018, closing a stake of 6,800 shares — an estimated $159K sold.

Nine Masts Capital first reported a position in HTD in Q2 2015 and held it in 4 quarters. The position peaked at $1.02M in Q3 2015. 83 funds tracked by Wall St. Rank hold HTD as of Q4 2018.

Nine Masts Capital reported no remaining John Hancock Tax-Advantaged Dividend Income Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 6,800 John Hancock Tax-Advantaged Dividend Income Fund shares in Q4 2018, an estimated $159K.
Nine Masts Capital first reported a position in John Hancock Tax-Advantaged Dividend Income Fund in Q2 2015 and held it in 4 quarters.
Nine Masts Capital's John Hancock Tax-Advantaged Dividend Income Fund position peaked at $1.02M in Q3 2015.
83 funds tracked by Wall St. Rank held John Hancock Tax-Advantaged Dividend Income Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.