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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$20.4M
Cap. Flow
-$9.77M
Cap. Flow %
-6.45%
Top 10 Hldgs %
40.22%
Holding
134
New
35
Increased
19
Reduced
47
Closed
30

Top Buys

Rank Stock Value
1
DSU icon
BlackRock Debt Strategies Fund
DSU
+$4.09M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$3.41M
3
LEO
BNY Mellon Strategic Municipals
LEO
+$2.37M
4
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$2.2M
5
NQI
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
+$2.14M

Top Sells

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.71M
2
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
+$5.18M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3M
4
HPS
John Hancock Preferred Income Fund III
HPS
+$2.37M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.11M

Sector Composition

Rank Sector Weight
1 Materials 7.96%
2 Energy 6.44%
3 Financials 4.17%
4 Utilities 3.8%
5 Technology 3.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AREX
126
DELISTED
Approach Resources Inc.
AREX
– –
-33,531
Closed -$486K
NFX
127
DELISTED
Newfield Exploration
NFX
– –
-9,027
Closed -$335K
SWC
128
DELISTED
Stillwater Mining Co
SWC
– –
-32,957
Closed -$495K
SD
129
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-121,750
Closed -$522K
BCF
130
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-792,179
Closed -$6.71M
SSRI
131
DELISTED
Silver Standard Resources
SSRI
– –
-72,418
Closed -$442K
2 3 4 5
6

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EGA
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Newgate Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Newgate Capital Management held 134 positions worth $152M, down 12% from $172M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Newgate Capital Management withdrew a net $9.77M in Q4 2014, closing 30 positions and reducing 47 holdings. Its most notable exit was BLACKROCK REAL ASSET EQUITY TRUST, an estimated $6.71M position sold in full.

By sector, the portfolio is most concentrated in Materials at 8% of assets, down from 10% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in DoubleLine Income Solutions Fund worth $3.23M.

  • Newgate Capital Management's largest Q4 2014 buy was DoubleLine Income Solutions Fund: 163,490 shares worth $3.23M.
  • Newgate Capital Management added most to BlackRock Debt Strategies Fund in Q4 2014, an estimated $4.09M increase.
  • Newgate Capital Management's biggest Q4 2014 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $2.11M.
  • Newgate Capital Management fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $6.71M.
  • Newgate Capital Management's ten largest holdings make up 40% of its $152M portfolio in Q4 2014.
  • Newgate Capital Management opened 35 new positions and closed 30 in Q4 2014.
  • Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $152M.

Based on Newgate Capital Management's 13F filing for Q4 2014, filed 29 Jan 2015.