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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
-4.68%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$172M
AUM Growth
-$210M
Cap. Flow
-$204M
Cap. Flow %
-118.94%
Top 10 Hldgs %
39.62%
Holding
125
New
19
Increased
7
Reduced
70
Closed
25

Top Buys

Rank Stock Value
1
AWF
AllianceBernstein Global High Income Fund
AWF
+$3.51M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.11M
3
DSU icon
BlackRock Debt Strategies Fund
DSU
+$3.11M
4
TEI
Templeton Emerging Markets Income Fund
TEI
+$2.53M
5
HPS
John Hancock Preferred Income Fund III
HPS
+$2.38M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$13.4M
2
BIDU icon
Baidu
BIDU
+$9.92M
3
ITUB icon
Itaú Unibanco
ITUB
+$8.22M
4
TTM
Tata Motors Limited
TTM
+$7.87M
5
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
+$7.59M

Sector Composition

Rank Sector Weight
1 Materials 9.99%
2 Energy 8.5%
3 Financials 4.18%
4 Technology 2.96%
5 Utilities 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
51
Deere & Co
DE
$165B
$931K 0.54%
11,350
-21,675
-66% -$1.85M
AAPL icon
52
Apple
AAPL
$4.97T
$918K 0.53%
36,456
– –
BHP icon
53
BHP
BHP
$211B
$903K 0.53%
18,142
-30,615
-63% -$1.78M
VEDL
54
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$889K 0.52%
51,489
-255,266
-83% -$4.81M
DK icon
55
Delek US
DK
$3.98B
$873K 0.51%
26,366
-49,383
-65% -$1.58M
SHG icon
56
Shinhan Financial Group
SHG
$32.1B
$870K 0.51%
19,137
-121,508
-86% -$5.91M
WLL
57
DELISTED
Whiting Petroleum Corporation
WLL
$870K 0.51%
37
-87
-70% -$2.22M
BAP icon
58
Credicorp
BAP
$30.5B
$854K 0.5%
5,565
-28,112
-83% -$4.31M
TRN icon
59
Trinity Industries
TRN
$2.92B
$848K 0.49%
25,209
-47,876
-66% -$1.59M
ANDV
60
DELISTED
Andeavor
ANDV
$816K 0.47%
13,376
-25,391
-65% -$1.56M
MEOH icon
61
Methanex
MEOH
$4.23B
$797K 0.46%
11,933
-22,893
-66% -$1.51M
STLD icon
62
Steel Dynamics
STLD
$36.2B
$794K 0.46%
35,122
-68,396
-66% -$1.5M
MHN
63
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$792K 0.46%
+59,312
New +$799K
CHRD icon
64
Chord Energy
CHRD
$7.68B
$753K 0.44%
18,010
-24,112
-57% -$1.2M
OVV icon
65
Ovintiv
OVV
$17B
$736K 0.43%
6,944
-11,738
-63% -$1.29M
NOV icon
66
NOV
NOV
$6.84B
$725K 0.42%
9,526
-18,352
-66% -$1.52M
CNQ icon
67
Canadian Natural Resources
CNQ
$96.9B
$705K 0.41%
37,534
-70,506
-65% -$1.46M
NBR icon
68
Nabors Industries
NBR
$1.17B
$686K 0.4%
+602
New +$801K
SFL icon
69
SFL Corp
SFL
$1.61B
$684K 0.4%
40,401
-51,140
-56% -$950K
XEC
70
DELISTED
CIMAREX ENERGY CO
XEC
$681K 0.4%
5,386
-10,406
-66% -$1.44M
WNR
71
DELISTED
Western Refining Inc
WNR
$676K 0.39%
16,098
-30,882
-66% -$1.33M
ORIG
72
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$662K 0.39%
4
-7
-64% -$1.15M
BBD icon
73
Banco Bradesco
BBD
$37.4B
$638K 0.37%
114,170
-556,804
-83% -$3.48M
X
74
DELISTED
US Steel
X
$606K 0.35%
15,479
-48,214
-76% -$1.69M
ETR icon
75
Entergy
ETR
$50.3B
$602K 0.35%
+15,558
New +$589K
1 2
3
4 5

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Newgate Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Newgate Capital Management held 125 positions worth $172M, down 55% from $382M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Newgate Capital Management withdrew a net $204M in Q3 2014, closing 25 positions and reducing 70 holdings. Its most notable exit was VOYA NATURAL RESOURCES EQUITY INCOME FUND, an estimated $7.59M position sold in full.

By sector, the portfolio is most concentrated in Materials at 10% of assets, down from 18% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in abrdn Asia-Pacific Income Fund worth $3M.

  • Newgate Capital Management's largest Q3 2014 buy was abrdn Asia-Pacific Income Fund: 84,850 shares worth $3M.
  • Newgate Capital Management added most to AllianceBernstein Global High Income Fund in Q3 2014, an estimated $3.51M increase.
  • Newgate Capital Management's biggest Q3 2014 reduction was TSMC, cutting an estimated $13.4M.
  • Newgate Capital Management fully exited VOYA NATURAL RESOURCES EQUITY INCOME FUND in Q3 2014, selling an estimated $7.59M.
  • Newgate Capital Management's ten largest holdings make up 40% of its $172M portfolio in Q3 2014.
  • Newgate Capital Management opened 19 new positions and closed 25 in Q3 2014.
  • Newgate Capital Management's portfolio value fell 55% quarter-over-quarter to $172M.

Based on Newgate Capital Management's 13F filing for Q3 2014, filed 9 Oct 2014.