We are live on ! Find out more
NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+0.68%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$179K
Cap. Flow
-$210K
Cap. Flow %
-0.16%
Top 10 Hldgs %
49.47%
Holding
112
New
17
Increased
28
Reduced
45
Closed
16

Top Buys

Rank Stock Value
1
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.03M
2
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$1.67M
3
NCV
Virtus Convertible & Income Fund
NCV
+$1.58M
4
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
+$1.43M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.28M

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.74M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.04M
3
DSM
BNY Mellon Strategic Municipal Bond Fund
DSM
+$1.98M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.3M
5
TEI
Templeton Emerging Markets Income Fund
TEI
+$1.25M

Sector Composition

Rank Sector Weight
1 Energy 7.4%
2 Financials 4.8%
3 Utilities 3.34%
4 Materials 3.08%
5 Communication Services 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFR icon
26
Nuveen Floating Rate Income Fund
JFR
$1.23B
$983K 0.73%
96,523
-276,433
-74% -$2.74M
AAPL icon
27
Apple
AAPL
$4.97T
$959K 0.71%
36,456
– –
IBN icon
28
ICICI Bank
IBN
$107B
$840K 0.63%
118,052
-10,553
-8% -$79.5K
HAL icon
29
Halliburton
HAL
$26.1B
$775K 0.58%
22,766
-3,140
-12% -$118K
IGE icon
30
iShares North American Natural Resources ETF
IGE
$733M
$759K 0.56%
+26,987
New +$839K
INFY icon
31
Infosys
INFY
$51B
$734K 0.55%
+87,662
New +$760K
EVF
32
Eaton Vance Senior Income Trust
EVF
$90.1M
$729K 0.54%
126,332
+8,657
+7% +$51.3K
CE icon
33
Celanese
CE
$4.82B
$665K 0.49%
9,882
-616
-6% -$41.9K
ANDV
34
DELISTED
Andeavor
ANDV
$664K 0.49%
6,305
-354
-5% -$38.2K
BGB
35
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$663K 0.49%
49,571
-145,180
-75% -$2.04M
NPF
36
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$656K 0.49%
+48,231
New +$638K
JD icon
37
JD.com
JD
$43.5B
$653K 0.49%
20,240
+3,753
+23% +$111K
BABA icon
38
Alibaba
BABA
$276B
$629K 0.47%
7,743
-682
-8% -$53.5K
VLO icon
39
Valero Energy
VLO
$89.5B
$628K 0.47%
8,879
-541
-6% -$36.9K
LYB icon
40
LyondellBasell Industries
LYB
$19.5B
$623K 0.46%
7,168
-499
-7% -$45.9K
HNP
41
DELISTED
Huaneng Power Intl, Inc.
HNP
$607K 0.45%
+17,694
New +$718K
SLB icon
42
SLB Ltd
SLB
$72.7B
$602K 0.45%
8,630
+1,716
+25% +$128K
MPC icon
43
Marathon Petroleum
MPC
$90.1B
$599K 0.45%
11,558
+1,019
+10% +$53.3K
PBF icon
44
PBF Energy
PBF
$7.49B
$582K 0.43%
15,814
-5,443
-26% -$192K
BKLN icon
45
Invesco Senior Loan ETF
BKLN
$6.96B
$578K 0.43%
+25,901
New +$590K
TNK icon
46
Teekay Tankers
TNK
$2.71B
$578K 0.43%
10,493
+2,421
+30% +$142K
CIG icon
47
CEMIG Preferred Shares
CIG
$6.06B
$572K 0.43%
770,774
-9,960
-1% -$9.2K
VIPS icon
48
Vipshop
VIPS
$7.26B
$571K 0.43%
37,383
-1,279
-3% -$22.4K
SFL icon
49
SFL Corp
SFL
$1.61B
$567K 0.42%
34,194
-2,998
-8% -$50.3K
SABA
50
Saba Capital Income & Opportunities Fund II
SABA
$220M
$545K 0.41%
43,080
+20,800
+93% +$267K
1
2
3 4 5

Similar funds

HDE
Hutner Daniel Ellsworth $117M AUM
BPV
Battery Partners VII Boston, Massachusetts $108M AUM 8.59% 1-Year Est. Return
FV2GP
Flagship Ventures 2007 General Partner Cambridge, Massachusetts $107M AUM
EIGI
Elmrox Investment Group IM New York $107M AUM
EGA
Emerging Global Advisors New York $140M AUM 5.42% 1-Year Est. Return
WCM
Weyland Capital Management Portsmouth, New Hampshire $94M AUM 1.28% 1-Year Est. Return
WCM
Wesley Capital Management New York $86M AUM 10.39% 1-Year Est. Return
VP
Value Partners Hong Kong $158M AUM 21.25% 1-Year Est. Return

Newgate Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Newgate Capital Management held 112 positions worth $134M, down 0.13% from $135M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Newgate Capital Management's Q4 2015 filing shows 17 new, 28 increased, 45 reduced and 16 closed positions. Its largest new stake was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M. The largest sale was Nuveen Floating Rate Income Fund, an estimated $2.74M.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, up from 6.9% a quarter earlier, followed by Financials and Utilities.

  • Newgate Capital Management's largest Q4 2015 buy was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M.
  • Newgate Capital Management added most to abrdn Asia-Pacific Income Fund in Q4 2015, an estimated $1.28M increase.
  • Newgate Capital Management's biggest Q4 2015 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $2.74M.
  • Newgate Capital Management fully exited BNY Mellon Strategic Municipal Bond Fund in Q4 2015, selling an estimated $1.98M.
  • Newgate Capital Management's ten largest holdings make up 49% of its $134M portfolio in Q4 2015.
  • Newgate Capital Management opened 17 new positions and closed 16 in Q4 2015.
  • Newgate Capital Management's portfolio value fell 0.13% quarter-over-quarter to $134M.

Based on Newgate Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.