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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-0.74%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$607M
AUM Growth
+$16.7M
Cap. Flow
+$22.3M
Cap. Flow %
3.67%
Top 10 Hldgs %
46.1%
Holding
215
New
15
Increased
34
Reduced
33
Closed
17

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$19.7M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$14.8M
3
ITB icon
iShares US Home Construction ETF
ITB
+$10.9M
4
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$10.5M
5
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$6.97M

Top Sells

Rank Stock Value
1
HVPW
U.S. Equity High Volatility Put Write Index Fund
HVPW
+$13.1M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.1M
3
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
+$9.03M
4
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$6.34M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$6.28M

Sector Composition

Rank Sector Weight
1 Real Estate 4.03%
2 Consumer Staples 1.28%
3 Healthcare 1.23%
4 Technology 0.72%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
176
Humana
HUM
$46.2B
$117K 0.02%
900
-2,000
-69% -$254K
COP icon
177
ConocoPhillips
COP
$150B
$115K 0.02%
1,500
– –
VTOL icon
178
Bristow Group
VTOL
$1.38B
$113K 0.02%
2,603
– –
INTU icon
179
Intuit
INTU
$98B
$105K 0.02%
1,200
– –
PM icon
180
Philip Morris
PM
$294B
$92K 0.02%
1,100
– –
ESRX
181
DELISTED
Express Scripts Holding Company
ESRX
$92K 0.02%
1,300
– –
CAH icon
182
Cardinal Health
CAH
$53.8B
$82K 0.01%
1,100
– –
BXP icon
183
Boston Properties
BXP
$11B
$81K 0.01%
700
– –
XRAY icon
184
Dentsply Sirona
XRAY
$2.31B
$78K 0.01%
1,700
– –
PG icon
185
Procter & Gamble
PG
$335B
$75K 0.01%
900
– –
PETM
186
DELISTED
PETSMART INC
PETM
$63K 0.01%
900
– –
USB icon
187
US Bancorp
USB
$102B
$59K 0.01%
1,400
– –
ARG
188
DELISTED
Airgas Inc
ARG
$55K 0.01%
500
– –
STRP
189
DELISTED
Straight Path Communications Inc.
STRP
$48K 0.01%
3,059
– –
SPLV icon
190
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$44K 0.01%
1,249
-620
-33% -$21.7K
HPQ icon
191
HP
HPQ
$28.6B
$39K 0.01%
2,422
– –
OXY icon
192
Occidental Petroleum
OXY
$57.7B
$29K ﹤0.01%
313
– –
BSTG
193
DELISTED
Biostage, Inc. Common Stock
BSTG
$15K ﹤0.01%
1,810
– –
DNR
194
DELISTED
Denbury Resources, Inc.
DNR
$14K ﹤0.01%
900
-23,300
-96% -$391K
TMQ
195
Trilogy Metals
TMQ
$653M
$13K ﹤0.01%
14,342
– –
EIX icon
196
Edison International
EIX
$27.2B
$11K ﹤0.01%
200
– –
APH icon
197
Amphenol
APH
$204B
$10K ﹤0.01%
+800
New +$10K
D icon
198
Dominion Energy
D
$60.3B
– –
-3,400
Closed -$243K
DFE icon
199
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
– –
-82,682
Closed -$5M
DG icon
200
Dollar General
DG
$26.9B
– –
-3,900
Closed -$224K
5 6 7
8
9

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FGP
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BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
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TI
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SAM
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WHG
Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

New York Life Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, New York Life Investment Management held 215 positions worth $607M, up 2.8% from $591M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

New York Life Investment Management deployed $22.3M of net new capital in Q3 2014, opening 15 new positions and adding to 34 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, up from 3.9% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $12.1M trimmed.

  • New York Life Investment Management's largest Q3 2014 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2014, an estimated $19.7M increase.
  • New York Life Investment Management's biggest Q3 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $12.1M.
  • New York Life Investment Management fully exited U.S. Equity High Volatility Put Write Index Fund in Q3 2014, selling an estimated $13.1M.
  • New York Life Investment Management's ten largest holdings make up 46% of its $607M portfolio in Q3 2014.
  • New York Life Investment Management opened 15 new positions and closed 17 in Q3 2014.
  • New York Life Investment Management's portfolio value rose 2.8% quarter-over-quarter to $607M.

Based on New York Life Investment Management's 13F filing for Q3 2014, filed 14 Nov 2014.