NYLIM

New York Life Investment Management Portfolio holdings

AUM $10.7B
1-Year Return 20.03%
This Quarter Return
-0.74%
1 Year Return
+20.03%
3 Year Return
+84.71%
5 Year Return
+119.11%
10 Year Return
+106.62%
AUM
$607M
AUM Growth
+$16.7M
Cap. Flow
+$20.5M
Cap. Flow %
3.37%
Top 10 Hldgs %
46.1%
Holding
215
New
15
Increased
34
Reduced
33
Closed
17

Top Buys

1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$19.7M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$14.7M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
$10.4M
4
ITB icon
iShares US Home Construction ETF
ITB
$10.4M
5
CSD icon
Invesco S&P Spin-Off ETF
CSD
$6.94M

Top Sells

1
HVPW
U.S. Equity High Volatility Put Write Index Fund
HVPW
$13.1M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$12M
3
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$9.03M
4
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X Shares
TMV
$6.34M
5
EUO icon
ProShares UltraShort Euro
EUO
$6.34M

Sector Composition

1 Real Estate 4.03%
2 Communication Services 1.31%
3 Consumer Staples 1.28%
4 Healthcare 1.23%
5 Technology 0.72%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VAR
176
DELISTED
Varian Medical Systems, Inc.
VAR
$120K 0.02%
1,711
– –
HUM icon
177
Humana
HUM
$37B
$117K 0.02%
900
-2,000
-69% -$260K
COP icon
178
ConocoPhillips
COP
$116B
$115K 0.02%
1,500
– –
VTOL icon
179
Bristow Group
VTOL
$1.09B
$113K 0.02%
2,603
– –
INTU icon
180
Intuit
INTU
$188B
$105K 0.02%
1,200
– –
PM icon
181
Philip Morris
PM
$251B
$92K 0.02%
1,100
– –
ESRX
182
DELISTED
Express Scripts Holding Company
ESRX
$92K 0.02%
1,300
– –
CAH icon
183
Cardinal Health
CAH
$35.7B
$82K 0.01%
1,100
– –
BXP icon
184
Boston Properties
BXP
$12.2B
$81K 0.01%
700
– –
XRAY icon
185
Dentsply Sirona
XRAY
$2.92B
$78K 0.01%
1,700
– –
PG icon
186
Procter & Gamble
PG
$375B
$75K 0.01%
900
– –
PETM
187
DELISTED
PETSMART INC
PETM
$63K 0.01%
900
– –
USB icon
188
US Bancorp
USB
$75.9B
$59K 0.01%
1,400
– –
ARG
189
DELISTED
AIRGAS INC
ARG
$55K 0.01%
500
– –
STRP
190
DELISTED
Straight Path Communications Inc.
STRP
$48K 0.01%
3,059
– –
SPLV icon
191
Invesco S&P 500 Low Volatility ETF
SPLV
$7.99B
$44K 0.01%
1,249
-620
-33% -$21.8K
HPQ icon
192
HP
HPQ
$27.4B
$39K 0.01%
2,422
– –
OXY icon
193
Occidental Petroleum
OXY
$45.2B
$29K ﹤0.01%
313
– –
BSTG
194
DELISTED
Biostage, Inc. Common Stock
BSTG
$15K ﹤0.01%
1,810
– –
DNR
195
DELISTED
Denbury Resources, Inc.
DNR
$14K ﹤0.01%
900
-23,300
-96% -$362K
TMQ
196
Trilogy Metals
TMQ
$302M
$13K ﹤0.01%
14,342
– –
EIX icon
197
Edison International
EIX
$21B
$11K ﹤0.01%
200
– –
APH icon
198
Amphenol
APH
$135B
$10K ﹤0.01%
+800
New +$10K
D icon
199
Dominion Energy
D
$49.7B
– –
-3,400
Closed -$243K
DFE icon
200
WisdomTree Europe SmallCap Dividend Fund
DFE
$179M
– –
-82,682
Closed -$5M
5 6 7
8
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