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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+1.76%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$326M
AUM Growth
+$12.2M
Cap. Flow
+$6.86M
Cap. Flow %
2.11%
Top 10 Hldgs %
44.87%
Holding
160
New
20
Increased
32
Reduced
48
Closed
5

Top Buys

Rank Stock Value
1
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$6.25M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.07M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$4.97M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$4.97M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.07M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.92M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.3M
5
DBB icon
Invesco DB Base Metals Fund
DBB
+$4.1M

Sector Composition

Rank Sector Weight
1 Real Estate 4.74%
2 Consumer Staples 1.02%
3 Healthcare 0.9%
4 Financials 0.57%
5 Utilities 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
26
WisdomTree Japan Hedged Equity Fund
DXJ
$7.55B
$4.95M 1.52%
+103,310
New +$4.85M
LQD icon
27
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$4.94M 1.52%
43,511
+3,700
+9% +$419K
VGT icon
28
Vanguard Information Technology ETF
VGT
$151B
$4.73M 1.45%
469,040
-62,880
-12% -$618K
KBWB icon
29
Invesco KBW Bank ETF
KBWB
$6.84B
$4.67M 1.43%
146,068
+46,354
+46% +$1.53M
VTIP icon
30
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$3.87M 1.19%
78,377
+17,103
+28% +$844K
VEA icon
31
Vanguard FTSE Developed Markets ETF
VEA
$239B
$3.7M 1.14%
93,417
-6,300
-6% -$240K
XLK icon
32
State Street Technology Select Sector SPDR ETF
XLK
$125B
$3.23M 0.99%
201,358
+41,722
+26% +$665K
PXH icon
33
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$3.17M 0.97%
156,234
– –
HEDJ icon
34
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.88B
$3M 0.92%
+112,786
New +$2.9M
PDN icon
35
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$2.82M 0.87%
103,791
– –
MBB icon
36
iShares MBS ETF
MBB
$39.2B
$2.52M 0.78%
23,824
+11,893
+100% +$1.24M
XLE icon
37
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$2.5M 0.77%
60,210
+9,856
+20% +$406K
MCHI icon
38
iShares MSCI China ETF
MCHI
$6.14B
$2.33M 0.71%
50,487
-47,764
-49% -$2.1M
YCS icon
39
ProShares UltraShort Yen
YCS
$30M
$1.88M 0.58%
+120,748
New +$1.91M
EUO icon
40
ProShares UltraShort Euro
EUO
$33.3M
$1.78M 0.55%
+100,390
New +$1.86M
XLF icon
41
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$1.77M 0.55%
101,504
+9,737
+11% +$173K
XLY icon
42
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$1.52M 0.47%
50,082
+41,538
+486% +$1.23M
EEMV icon
43
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$1.41M 0.43%
23,998
– –
EFAV icon
44
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$1.39M 0.43%
22,730
-28,373
-56% -$1.68M
VWO icon
45
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.31M 0.4%
32,710
-29,508
-47% -$1.17M
XLV icon
46
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$1.28M 0.39%
25,376
+535
+2% +$26.9K
CSD icon
47
Invesco S&P Spin-Off ETF
CSD
$235M
$1.27M 0.39%
+30,980
New +$1.21M
FPX icon
48
First Trust US Equity Opportunities ETF
FPX
$1.55B
$1.26M 0.39%
+30,568
New +$1.2M
FM
49
DELISTED
iShares Frontier and Select EM ETF
FM
$1.06M 0.33%
33,777
+10,177
+43% +$316K
PXF icon
50
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.98B
$1.05M 0.32%
25,352
-43,890
-63% -$1.75M
1
2
3 4 5

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BIP
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New York Life Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, New York Life Investment Management held 160 positions worth $326M, up 3.9% from $313M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management's Q3 2013 filing shows 20 new, 32 increased, 48 reduced and 5 closed positions. Its largest new stake was VanEck High Yield Muni ETF: 108,236 shares worth $6.33M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $8.07M.

By sector, the portfolio is most concentrated in Real Estate at 4.7% of assets, down from 5.1% a quarter earlier, followed by Consumer Staples and Healthcare.

  • New York Life Investment Management's largest Q3 2013 buy was VanEck High Yield Muni ETF: 108,236 shares worth $6.33M.
  • New York Life Investment Management added most to Invesco Senior Loan ETF in Q3 2013, an estimated $6.25M increase.
  • New York Life Investment Management's biggest Q3 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.07M.
  • New York Life Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2013, selling an estimated $6.92M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $326M portfolio in Q3 2013.
  • New York Life Investment Management opened 20 new positions and closed 5 in Q3 2013.
  • New York Life Investment Management's portfolio value rose 3.9% quarter-over-quarter to $326M.

Based on New York Life Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.