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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGQ icon
701
ProShares Ultra Silver
AGQ
$1.36B
– –
-6,965
Closed -$223K
AIA icon
702
iShares Asia 50 ETF
AIA
$4.73B
– –
-4,305
Closed -$246K
AIG icon
703
American International
AIG
$41.3B
– –
-6,803
Closed -$431K
AIVL icon
704
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
– –
-2,486
Closed -$205K
AUB icon
705
Atlantic Union Bankshares
AUB
$5.97B
– –
-9,038
Closed -$315K
BGFV
706
DELISTED
Big 5 Sporting Goods
BGFV
– –
-20,025
Closed -$267K
BHK icon
707
BlackRock Core Bond Trust
BHK
$667M
– –
-18,204
Closed -$253K
BME icon
708
BlackRock Health Sciences Trust
BME
$570M
– –
-9,950
Closed -$367K
BMO icon
709
Bank of Montreal
BMO
$127B
– –
-3,835
Closed -$283K
BOE icon
710
BlackRock Enhanced Global Dividend Trust
BOE
$684M
– –
-21,397
Closed -$285K
BOTZ icon
711
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
– –
-14,266
Closed -$265K
BTO
712
John Hancock Financial Opportunities Fund
BTO
$803M
– –
-5,477
Closed -$205K
CDL icon
713
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$403M
– –
-8,705
Closed -$369K
CFA icon
714
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
– –
-7,486
Closed -$331K
CHRD icon
715
Chord Energy
CHRD
$7.39B
– –
-25,750
Closed -$219K
COR icon
716
Cencora
COR
$61.2B
– –
-8,424
Closed -$798K
CQP icon
717
Cheniere Energy
CQP
$31.3B
– –
-7,974
Closed -$256K
DBL
718
DoubleLine Opportunistic Credit Fund
DBL
$280M
– –
-28,970
Closed -$753K
DEM icon
719
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
– –
-7,281
Closed -$300K
DES icon
720
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
– –
-7,614
Closed -$206K
DIM icon
721
WisdomTree International MidCap Dividend Fund
DIM
$170M
– –
-3,279
Closed -$208K
DLS icon
722
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
– –
-3,049
Closed -$211K
DSI icon
723
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
– –
-5,464
Closed -$244K
EOD
724
Allspring Global Dividend Opportunity Fund
EOD
$286M
– –
-12,000
Closed -$74K
EQAL icon
725
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
– –
-11,636
Closed -$333K
27 28
29
30 31

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MIM
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LM
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GHA
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FPCM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.