National Planning Corporation’s Invesco S&P 500 Low Volatility ETF SPLV Stock Holding History

National Planning Corporation’s Portfolio SPLV Stock Details SPLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-10,209	Closed	-$467K	–	533
2017 Q3	$467K	Sell	10,209 -191,621	-95%	-$8.68M	0.04%	381
2017 Q2	$9.03M	Buy	201,830 +124,922	+162%	+$5.54M	0.69%	27
2017 Q1	$3.34M	Buy	76,908 +11,712	+18%	+$500K	0.25%	83
2016 Q4	$2.72M	Buy	65,196 +5,730	+10%	+$234K	0.21%	101
2016 Q3	$2.4M	Sell	59,466 -254,112	-81%	-$10.7M	0.19%	112
2016 Q2	$13.4M	Buy	313,578 +10,969	+4%	+$446K	1.04%	17
2016 Q1	$12.2M	Buy	302,609 +17,795	+6%	+$679K	1.06%	17
2015 Q4	$10.6M	Buy	284,814 +251,986	+768%	+$9.62M	0.87%	18
2015 Q3	$1.26M	Buy	32,828 +441	+1%	+$16.3K	0.12%	185
2015 Q2	$1.24M	Sell	32,387 -913	-3%	-$34.2K	0.11%	187
2015 Q1	$1.23M	Sell	33,300 -8,633	-21%	-$329K	0.11%	182
2014 Q4	$1.59M	Buy	41,933 +5,068	+14%	+$186K	0.11%	171
2014 Q3	$1.29M	Sell	36,865 -3,312	-8%	-$116K	0.1%	203
2014 Q2	$1.43M	Buy	40,177 +1,185	+3%	+$41K	0.11%	187
2014 Q1	$1.33M	Sell	38,992 -1,528	-4%	-$50.3K	0.11%	181
2013 Q4	$1.34M	Sell	40,520 -79,901	-66%	-$2.59M	0.12%	187
2013 Q3	$3.77M	Buy	120,421 +17,058	+17%	+$540K	0.37%	62
2013 Q2	$3.22M	Buy	+103,363	New	+$3.26M	0.4%	66

Other funds holding SPLV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

National Planning Corporation's SPLV Position: Q4 2017 in Review

National Planning Corporation sold out of Invesco S&P 500 Low Volatility ETF (SPLV) in Q4 2017, closing a stake of 10,209 shares — an estimated $467K sold.

National Planning Corporation first reported a position in SPLV in Q2 2013 and held it in 18 quarters. The position peaked at $13.4M in Q2 2016. 372 funds tracked by Wall St. Rank hold SPLV as of Q4 2017.

National Planning Corporation reported no remaining Invesco S&P 500 Low Volatility ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 10,209 Invesco S&P 500 Low Volatility ETF shares in Q4 2017, an estimated $467K.
National Planning Corporation first reported a position in Invesco S&P 500 Low Volatility ETF in Q2 2013 and held it in 18 quarters.
National Planning Corporation's Invesco S&P 500 Low Volatility ETF position peaked at $13.4M in Q2 2016.
372 funds tracked by Wall St. Rank held Invesco S&P 500 Low Volatility ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.