National Planning Corporation’s iShares MSCI KLD 400 Social ETF DSI Stock Holding History

National Planning Corporation’s Portfolio DSI Stock Details DSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-5,464	Closed	-$244K	–	725
2017 Q2	$244K	Buy	5,464 +842	+18%	+$37.2K	0.02%	612
2017 Q1	$200K	Buy	+4,622	New	+$198K	0.02%	644
2016 Q3	–	Sell	-8,764	Closed	-$350K	–	671
2016 Q2	$350K	Buy	8,764 +4	+0%	+$154	0.03%	452
2016 Q1	$333K	Sell	8,760 -4,900	-36%	-$177K	0.03%	447
2015 Q4	$475K	Buy	+13,660	New	+$520K	0.04%	409
2015 Q1	–	Sell	-5,654	Closed	-$213K	–	990
2014 Q4	$213K	Buy	+5,654	New	+$211K	0.02%	644

Other funds holding DSI

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Betterment LLC New York $52.8B AUM 15.34% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

National Planning Corporation's DSI Position: Q3 2017 in Review

National Planning Corporation sold out of iShares MSCI KLD 400 Social ETF (DSI) in Q3 2017, closing a stake of 5,464 shares — an estimated $244K sold.

National Planning Corporation first reported a position in DSI in Q4 2014 and held it in 6 quarters. The position peaked at $475K in Q4 2015. 160 funds tracked by Wall St. Rank hold DSI as of Q3 2017.

National Planning Corporation reported no remaining iShares MSCI KLD 400 Social ETF position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 5,464 iShares MSCI KLD 400 Social ETF shares in Q3 2017, an estimated $244K.
National Planning Corporation first reported a position in iShares MSCI KLD 400 Social ETF in Q4 2014 and held it in 6 quarters.
National Planning Corporation's iShares MSCI KLD 400 Social ETF position peaked at $475K in Q4 2015.
160 funds tracked by Wall St. Rank held iShares MSCI KLD 400 Social ETF as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.