National Planning Corporation’s Allspring Global Dividend Opportunity Fund EOD Stock Holding History

National Planning Corporation’s Portfolio EOD Stock Details EOD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-12,000	Closed	-$74K	–	726
2017 Q2	$74K	Hold	12,000	–	–	0.01%	727
2017 Q1	$70K	Sell	12,000 -3,970	-25%	-$22.4K	0.01%	695
2016 Q4	$90K	Sell	15,970 -1,068	-6%	-$5.79K	0.01%	676
2016 Q3	$92K	Sell	17,038 -1,000	-6%	-$5.96K	0.01%	634
2016 Q2	$109K	Hold	18,038	–	–	0.01%	639
2016 Q1	$108K	Sell	18,038 -48,850	-73%	-$276K	0.01%	616
2015 Q4	$379K	Buy	66,888 +47,150	+239%	+$287K	0.03%	478
2015 Q3	$125K	Sell	19,738 -9,000	-31%	-$58.6K	0.01%	590
2015 Q2	$190K	Sell	28,738 -2,500	-8%	-$18.5K	0.02%	589
2015 Q1	$235K	Sell	31,238 -43,040	-58%	-$326K	0.02%	547
2014 Q4	$561K	Buy	74,278 +12,800	+21%	+$99.6K	0.04%	373
2014 Q3	$484K	Sell	61,478 -9,235	-13%	-$76.5K	0.04%	410
2014 Q2	$600K	Sell	70,713 -9,425	-12%	-$77K	0.05%	347
2014 Q1	$635K	Sell	80,138 -1,800	-2%	-$13.6K	0.05%	317
2013 Q4	$595K	Sell	81,938 -6,000	-7%	-$44.4K	0.05%	329
2013 Q3	$642K	Buy	+87,938	New	+$656K	0.06%	293

Other funds holding EOD

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

National Planning Corporation's EOD Position: Q3 2017 in Review

National Planning Corporation sold out of Allspring Global Dividend Opportunity Fund (EOD) in Q3 2017, closing a stake of 12,000 shares — an estimated $74K sold.

National Planning Corporation first reported a position in EOD in Q3 2013 and held it in 16 quarters. The position peaked at $642K in Q3 2013. 37 funds tracked by Wall St. Rank hold EOD as of Q3 2017.

National Planning Corporation reported no remaining Allspring Global Dividend Opportunity Fund position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 12,000 Allspring Global Dividend Opportunity Fund shares in Q3 2017, an estimated $74K.
National Planning Corporation first reported a position in Allspring Global Dividend Opportunity Fund in Q3 2013 and held it in 16 quarters.
National Planning Corporation's Allspring Global Dividend Opportunity Fund position peaked at $642K in Q3 2013.
37 funds tracked by Wall St. Rank held Allspring Global Dividend Opportunity Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.