National Planning Corporation’s VictoryShares US Large Cap High Div Volatility Wtd ETF CDL Stock Holding History

National Planning Corporation’s Portfolio CDL Stock Details CDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-8,705	Closed	-$369K	–	715
2017 Q2	$369K	Sell	8,705 -331,556	-97%	-$13.9M	0.03%	491
2017 Q1	$14.2M	Sell	340,261 -4,130	-1%	-$170K	1.07%	18
2016 Q4	$13.9M	Buy	344,391 +1,833	+0.5%	+$71.7K	1.08%	18
2016 Q3	$13M	Buy	342,558 +135,539	+65%	+$5.22M	1.03%	18
2016 Q2	$7.9M	Buy	207,019 +15	+0%	+$550	0.61%	30
2016 Q1	$7.5M	Sell	207,004 -8,803	-4%	-$304K	0.65%	27
2015 Q4	$7.29M	Buy	+215,807	New	+$7.53M	0.6%	36

Other funds holding CDL

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

National Planning Corporation's CDL Position: Q3 2017 in Review

National Planning Corporation sold out of VictoryShares US Large Cap High Div Volatility Wtd ETF (CDL) in Q3 2017, closing a stake of 8,705 shares — an estimated $369K sold.

National Planning Corporation first reported a position in CDL in Q4 2015 and held it in 7 quarters. The position peaked at $14.2M in Q1 2017. 19 funds tracked by Wall St. Rank hold CDL as of Q3 2017.

National Planning Corporation reported no remaining VictoryShares US Large Cap High Div Volatility Wtd ETF position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 8,705 VictoryShares US Large Cap High Div Volatility Wtd ETF shares in Q3 2017, an estimated $369K.
National Planning Corporation first reported a position in VictoryShares US Large Cap High Div Volatility Wtd ETF in Q4 2015 and held it in 7 quarters.
National Planning Corporation's VictoryShares US Large Cap High Div Volatility Wtd ETF position peaked at $14.2M in Q1 2017.
19 funds tracked by Wall St. Rank held VictoryShares US Large Cap High Div Volatility Wtd ETF as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.