National Planning Corporation’s VictoryShares US 500 Volatility Wtd ETF CFA Stock Holding History

National Planning Corporation’s Portfolio CFA Stock Details CFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,486	Closed	-$331K	–	716
2017 Q2	$331K	Sell	7,486 -326,961	-98%	-$14.2M	0.03%	523
2017 Q1	$14.2M	Sell	334,447 -4,714	-1%	-$198K	1.07%	17
2016 Q4	$14M	Sell	339,161 -2,064	-0.6%	-$81K	1.09%	17
2016 Q3	$13M	Buy	341,225 +132,194	+63%	+$5.09M	1.03%	19
2016 Q2	$7.99M	Sell	209,031 -493	-0.2%	-$18.2K	0.62%	29
2016 Q1	$7.67M	Sell	209,524 -8,725	-4%	-$300K	0.67%	26
2015 Q4	$7.22M	Buy	+218,249	New	+$7.89M	0.59%	37
2015 Q1	–	Sell	-601	Closed	-$21.5K	–	861
2014 Q4	$21.5K	Buy	+601	New	+$21.2K	﹤0.01%	1686

Other funds holding CFA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PFGIA

Patriot Financial Group Insurance Agency Westborough, Massachusetts $974M AUM 29.77% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

National Planning Corporation's CFA Position: Q3 2017 in Review

National Planning Corporation sold out of VictoryShares US 500 Volatility Wtd ETF (CFA) in Q3 2017, closing a stake of 7,486 shares — an estimated $331K sold.

National Planning Corporation first reported a position in CFA in Q4 2014 and held it in 8 quarters. The position peaked at $14.2M in Q1 2017. 30 funds tracked by Wall St. Rank hold CFA as of Q3 2017.

National Planning Corporation reported no remaining VictoryShares US 500 Volatility Wtd ETF position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 7,486 VictoryShares US 500 Volatility Wtd ETF shares in Q3 2017, an estimated $331K.
National Planning Corporation first reported a position in VictoryShares US 500 Volatility Wtd ETF in Q4 2014 and held it in 8 quarters.
National Planning Corporation's VictoryShares US 500 Volatility Wtd ETF position peaked at $14.2M in Q1 2017.
30 funds tracked by Wall St. Rank held VictoryShares US 500 Volatility Wtd ETF as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.