National Planning Corporation’s WisdomTree International SmallCap Dividend Fund DLS Stock Holding History

National Planning Corporation’s Portfolio DLS Stock Details DLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-3,049	Closed	-$211K	–	724
2017 Q2	$211K	Buy	+3,049	New	+$209K	0.02%	658
2015 Q3	–	Sell	-3,340	Closed	-$201K	–	632
2015 Q2	$201K	Buy	+3,340	New	+$208K	0.02%	581
2015 Q1	–	Sell	-3,851	Closed	-$212K	–	973
2014 Q4	$212K	Sell	3,851 -7,066	-65%	-$403K	0.02%	647
2014 Q3	$637K	Sell	10,917 -21,263	-66%	-$1.35M	0.05%	341
2014 Q2	$2.08M	Buy	32,180 +6,874	+27%	+$446K	0.16%	126
2014 Q1	$1.66M	Buy	+25,306	New	+$1.61M	0.14%	148

Other funds holding DLS

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WSTAM

Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

National Planning Corporation's DLS Position: Q3 2017 in Review

National Planning Corporation sold out of WisdomTree International SmallCap Dividend Fund (DLS) in Q3 2017, closing a stake of 3,049 shares — an estimated $211K sold.

National Planning Corporation first reported a position in DLS in Q1 2014 and held it in 6 quarters. The position peaked at $2.08M in Q2 2014. 145 funds tracked by Wall St. Rank hold DLS as of Q3 2017.

National Planning Corporation reported no remaining WisdomTree International SmallCap Dividend Fund position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 3,049 WisdomTree International SmallCap Dividend Fund shares in Q3 2017, an estimated $211K.
National Planning Corporation first reported a position in WisdomTree International SmallCap Dividend Fund in Q1 2014 and held it in 6 quarters.
National Planning Corporation's WisdomTree International SmallCap Dividend Fund position peaked at $2.08M in Q2 2014.
145 funds tracked by Wall St. Rank held WisdomTree International SmallCap Dividend Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.