Lombard Odier Asset Management (Europe)’s Caterpillar CAT Stock Holding History

Lombard Odier Asset Management (Europe)’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-409,800	Closed	-$52.1M	–	379
2018 Q4	$52.1M	Hold	409,800	–	–	4.63%	4
2018 Q3	$62.5M	Buy	409,800 +402,300	+5,364%	+$56.9M	4.35%	5
2018 Q2	$1.02M	Hold	7,500	–	–	0.08%	124
2018 Q1	$1.1M	Sell	7,500 -4,500	-38%	-$711K	0.08%	114
2017 Q4	$1.89M	Buy	12,000 +6,000	+100%	+$832K	0.12%	89
2017 Q3	$748K	Buy	6,000 +5,940	+9,900%	+$684K	0.04%	167
2017 Q2	$645K	Buy	+60	New	+$6.09K	0.04%	180

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Capital International Investors Los Angeles, California $484B AUM 34.9% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Lombard Odier Asset Management (Europe)'s CAT Position: Q4 2020 in Review

Lombard Odier Asset Management (Europe) sold out of Caterpillar (CAT) in Q4 2020, closing a stake of 5,043 shares — an estimated $752K sold.

Lombard Odier Asset Management (Europe) first reported a position in CAT in Q4 2017 and held it in 11 quarters. The position peaked at $1.06M in Q4 2017. 1,891 funds tracked by Wall St. Rank hold CAT as of Q4 2020.

Lombard Odier Asset Management (Europe) reported no remaining Caterpillar position as of Q4 2020 after selling out during the quarter.
Lombard Odier Asset Management (Europe) sold 5,043 Caterpillar shares in Q4 2020, an estimated $752K.
Lombard Odier Asset Management (Europe) first reported a position in Caterpillar in Q4 2017 and held it in 11 quarters.
Lombard Odier Asset Management (Europe)'s Caterpillar position peaked at $1.06M in Q4 2017.
1,891 funds tracked by Wall St. Rank held Caterpillar as of Q4 2020.

Based on Lombard Odier Asset Management (Europe)'s 13F filing for Q4 2020, filed 16 Feb 2021.