LPWM
DIAX

Lake Point Wealth Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Lake Point Wealth Management’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-145
Closed -$2K – 449
2021
Q3 		$2K Buy
+145
New +$2.5K ﹤0.01% 314

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Lake Point Wealth Management's DIAX Position: Q4 2021 in Review

Lake Point Wealth Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2021, closing a stake of 145 shares — an estimated $2K sold.

Lake Point Wealth Management first reported a position in DIAX in Q3 2021 and held it in 1 quarter. The position peaked at $2K in Q3 2021. 77 funds tracked by Wall St. Rank hold DIAX as of Q4 2021.

  • Lake Point Wealth Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2021 after selling out during the quarter.
  • Lake Point Wealth Management sold 145 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2021, an estimated $2K.
  • Lake Point Wealth Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2021 and held it in 1 quarter.
  • Lake Point Wealth Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $2K in Q3 2021.
  • 77 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2021.

Based on Lake Point Wealth Management's 13F filing for Q4 2021, filed 23 Feb 2022.