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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-4.82%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$513M
AUM Growth
-$4.7M
Cap. Flow
+$4.6M
Cap. Flow %
0.9%
Top 10 Hldgs %
78.01%
Holding
462
New
34
Increased
149
Reduced
51
Closed
16

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.37M
2
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$1.2M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.03M
4
ORCL icon
Oracle
ORCL
+$976K
5
IYG icon
iShares US Financial Services ETF
IYG
+$865K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$831K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$365K
3
COST icon
Costco
COST
+$284K
4
SCHW
Charles Schwab
SCHW
+$178K
5
PG icon
Procter & Gamble
PG
+$147K

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.72%
2 Technology 14.47%
3 Consumer Discretionary 4.32%
4 Consumer Staples 3.09%
5 Financials 2.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWL icon
1
Invesco S&P 500 Revenue ETF
RWL
$10B
$70M 13.64%
586,597
+11,573
+2% +$1.37M
IETC icon
2
iShares US Tech Independence Focused ETF
IETC
$704M
$61.9M 12.07%
653,967
+12,663
+2% +$1.2M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$45.2M 8.81%
65,851
-169
-0.3% -$115K
QQQ icon
4
Invesco QQQ Trust
QQQ
$489B
$42.9M 8.37%
69,535
-23
-0% -$14K
IYG icon
5
iShares US Financial Services ETF
IYG
$2.23B
$37.4M 7.3%
430,383
+9,858
+2% +$865K
IYJ icon
6
iShares US Industrials ETF
IYJ
$1.88B
$34.4M 6.72%
219,197
+4,392
+2% +$680K
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$32.4M 6.31%
305,913
+831
+0.3% +$86.5K
SMH icon
8
VanEck Semiconductor ETF
SMH
$69.5B
$28.9M 5.63%
65,171
-919
-1% -$365K
NVDA icon
9
NVIDIA
NVDA
$5.56T
$24.7M 4.81%
130,308
-4,528
-3% -$831K
AAPL icon
10
Apple
AAPL
$4.67T
$22.3M 4.36%
86,225
+51
+0.1% +$13.3K
MSFT icon
11
Microsoft
MSFT
$3.71T
$19.2M 3.75%
50,024
+583
+1% +$244K
AMZN icon
12
Amazon
AMZN
$2.79T
$19M 3.71%
79,358
+377
+0.5% +$83K
COST icon
13
Costco
COST
$406B
$14.4M 2.81%
14,708
-291
-2% -$284K
DIA icon
14
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$8.2M 1.6%
17,002
+2,131
+14% +$1.03M
SCHW
15
Charles Schwab
SCHW
$189B
$2.68M 0.52%
27,695
-1,816
-6% -$178K
AVGO icon
16
Broadcom
AVGO
$1.7T
$2.61M 0.51%
6,877
-202
-3% -$66.5K
JPM icon
17
JPMorgan Chase
JPM
$953B
$2.33M 0.45%
7,419
-6
-0.1% -$1.82K
GOOG icon
18
Alphabet (Google) Class C
GOOG
$4.1T
$2.03M 0.4%
6,362
+3
+0% +$942
LMT icon
19
Lockheed Martin
LMT
$121B
$1.58M 0.31%
2,556
+14
+0.6% +$8.62K
IJK icon
20
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$1.51M 0.3%
14,179
-111
-0.8% -$11.4K
V icon
21
Visa
V
$700B
$1.45M 0.28%
4,671
+39
+0.8% +$12.5K
CAT icon
22
Caterpillar
CAT
$374B
$1.44M 0.28%
1,814
+14
+0.8% +$9.7K
NFLX icon
23
Netflix
NFLX
$326B
$1.36M 0.27%
13,173
-70
-0.5% -$6.17K
ORCL icon
24
Oracle
ORCL
$457B
$1.2M 0.23%
7,720
+6,004
+350% +$976K
GOOGL icon
25
Alphabet (Google) Class A
GOOGL
$4.14T
$1.14M 0.22%
3,548
+37
+1% +$11.6K
1
2 3 4 5

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Kozak & Associates's Q1 2026 Portfolio in Review

As of Q1 2026, Kozak & Associates held 462 positions worth $513M, down 0.91% from $518M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Kozak & Associates's Q1 2026 filing shows 34 new, 149 increased, 51 reduced and 16 closed positions. Its largest new stake was iShares Bitcoin Trust: 2,918 shares worth $121K. The largest sale was NVIDIA, an estimated $831K.

By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Kozak & Associates's largest Q1 2026 buy was iShares Bitcoin Trust: 2,918 shares worth $121K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q1 2026, an estimated $1.37M increase.
  • Kozak & Associates's biggest Q1 2026 reduction was NVIDIA, cutting an estimated $831K.
  • Kozak & Associates fully exited Flutter Entertainment in Q1 2026, selling an estimated $43.1K.
  • Kozak & Associates's ten largest holdings make up 78% of its $513M portfolio in Q1 2026.
  • Kozak & Associates opened 34 new positions and closed 16 in Q1 2026.
  • Kozak & Associates's portfolio value fell 0.91% quarter-over-quarter to $513M.

Based on Kozak & Associates's 13F filing for Q1 2026, filed 14 Apr 2026.