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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$40.6M 14.85%
94,436
-18,182
-16% -$8.09M
QQQ icon
2
Invesco QQQ Trust
QQQ
$449B
$32M 11.71%
87,729
-2,184
-2% -$810K
IETC icon
3
iShares US Tech Independence Focused ETF
IETC
$658M
$31.3M 11.46%
575,444
+25,418
+5% +$1.41M
RWL icon
4
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$19.2M 7.03%
248,221
+92,658
+60% +$7.47M
MSFT icon
5
Microsoft
MSFT
$2.89T
$17.2M 6.28%
52,415
+8,703
+20% +$2.88M
SPYG icon
6
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$15.8M 5.77%
262,600
-11,729
-4% -$718K
AAPL icon
7
Apple
AAPL
$4.95T
$14.5M 5.3%
81,549
+29,966
+58% +$5.5M
IYG icon
8
iShares US Financial Services ETF
IYG
$2.16B
$12.2M 4.46%
238,335
+38,571
+19% +$2.09M
NVDA icon
9
NVIDIA
NVDA
$4.76T
$10.9M 4%
238,940
+66,330
+38% +$2.97M
AMZN icon
10
Amazon
AMZN
$2.49T
$6.98M 2.55%
54,534
+24,549
+82% +$3.29M
COST icon
11
Costco
COST
$422B
$6.52M 2.39%
11,703
+4,916
+72% +$2.71M
XLV icon
12
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$6.21M 2.27%
47,748
+35,117
+278% +$4.66M
SCHW
13
Charles Schwab
SCHW
$181B
$5.15M 1.88%
99,879
+30,501
+44% +$1.84M
SMH icon
14
VanEck Semiconductor ETF
SMH
$66.1B
$4.87M 1.78%
32,834
+23,002
+234% +$3.48M
DE icon
15
Deere & Co
DE
$169B
$4.55M 1.67%
12,020
+8,576
+249% +$3.54M
TSLA icon
16
Tesla
TSLA
$1.22T
$3.31M 1.21%
12,695
+8,685
+217% +$2.23M
UNH icon
17
UnitedHealth
UNH
$379B
$1.81M 0.66%
3,441
-451
-12% -$222K
CVX icon
18
Chevron
CVX
$378B
$1.65M 0.6%
10,150
+42
+0.4% +$6.78K
JPM icon
19
JPMorgan Chase
JPM
$947B
$1.34M 0.49%
9,236
-383
-4% -$57.4K
GOOG icon
20
Alphabet (Google) Class C
GOOG
$3.99T
$1.31M 0.48%
9,412
+265
+3% +$34.5K
HD icon
21
Home Depot
HD
$335B
$1.26M 0.46%
4,311
-309
-7% -$99.4K
V icon
22
Visa
V
$689B
$1.2M 0.44%
5,112
-460
-8% -$111K
IJK icon
23
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$1.14M 0.42%
16,008
-290
-2% -$21.9K
JNJ icon
24
Johnson & Johnson
JNJ
$641B
$888K 0.32%
5,630
-565
-9% -$93.2K
NFLX icon
25
Netflix
NFLX
$293B
$815K 0.3%
21,370
-2,730
-11% -$116K
1
2 3 4 5

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EIP
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GAM
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MIOT
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PG
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WCCM
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BL
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IDA
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Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.