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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+6.58%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$201M
AUM Growth
+$42.4M
Cap. Flow
+$33M
Cap. Flow %
16.42%
Top 10 Hldgs %
75.74%
Holding
348
New
9
Increased
90
Reduced
25
Closed
3

Top Buys

Rank Stock Value
1
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$22.1M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.04M
4
SMH icon
VanEck Semiconductor ETF
SMH
+$819K
5
AAPL icon
Apple
AAPL
+$329K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$6.49M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$245K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$237K
4
C icon
Citigroup
C
+$156K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.4K

Sector Composition

Rank Sector Weight
1 Technology 11.87%
2 Consumer Discretionary 4.23%
3 Healthcare 3.62%
4 Financials 3.4%
5 Industrials 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$43.4M 21.61%
113,528
-191
-0.2% -$73.4K
QQQ icon
2
Invesco QQQ Trust
QQQ
$449B
$23.8M 11.83%
89,297
+995
+1% +$275K
IETC icon
3
iShares US Tech Independence Focused ETF
IETC
$658M
$21.9M 10.88%
+536,056
New +$22.1M
IYG icon
4
iShares US Financial Services ETF
IYG
$2.16B
$14.4M 7.14%
273,321
+4,035
+1% +$211K
SPYG icon
5
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$14.2M 7.05%
+279,566
New +$14.5M
RWL icon
6
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$13.2M 6.55%
178,003
+3,349
+2% +$248K
MSFT icon
7
Microsoft
MSFT
$2.89T
$10.4M 5.16%
43,215
+969
+2% +$233K
AAPL icon
8
Apple
AAPL
$4.95T
$6.39M 3.18%
49,166
+2,301
+5% +$329K
NVDA icon
9
NVIDIA
NVDA
$4.76T
$2.37M 1.18%
162,230
+12,220
+8% +$179K
UNH icon
10
UnitedHealth
UNH
$379B
$2.34M 1.16%
4,409
-11
-0.2% -$5.83K
AMZN icon
11
Amazon
AMZN
$2.49T
$2.15M 1.07%
25,589
+418
+2% +$41.3K
CVX icon
12
Chevron
CVX
$378B
$1.82M 0.91%
10,144
+15
+0.1% +$2.62K
HD icon
13
Home Depot
HD
$335B
$1.45M 0.72%
4,597
+11
+0.2% +$3.35K
JPM icon
14
JPMorgan Chase
JPM
$947B
$1.3M 0.65%
9,675
+1,379
+17% +$175K
XLV icon
15
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$1.29M 0.64%
9,528
+7,837
+463% +$1.04M
DE icon
16
Deere & Co
DE
$169B
$1.23M 0.61%
2,876
+4
+0.1% +$1.63K
COST icon
17
Costco
COST
$422B
$1.18M 0.59%
2,586
+3
+0.1% +$1.47K
JNJ icon
18
Johnson & Johnson
JNJ
$641B
$1.16M 0.58%
6,584
-57
-0.9% -$9.84K
V icon
19
Visa
V
$689B
$1.16M 0.58%
5,600
+4
+0.1% +$807
IJK icon
20
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$1.11M 0.55%
16,220
+44
+0.3% +$3.02K
MCD icon
21
McDonald's
MCD
$192B
$856K 0.43%
3,248
-93
-3% -$24.5K
SMH icon
22
VanEck Semiconductor ETF
SMH
$66.1B
$817K 0.41%
+8,056
New +$819K
GOOG icon
23
Alphabet (Google) Class C
GOOG
$3.99T
$807K 0.4%
9,100
+45
+0.5% +$4.29K
DIS icon
24
Walt Disney
DIS
$168B
$802K 0.4%
9,228
-10
-0.1% -$956
PG icon
25
Procter & Gamble
PG
$346B
$790K 0.39%
5,211
+28
+0.5% +$3.92K
1
2 3 4 5

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GAM
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MIOT
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PG
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WCCM
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BL
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Kozak & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Kozak & Associates held 348 positions worth $201M, up 27% from $159M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Kozak & Associates deployed $33M of net new capital in Q4 2022, opening 9 new positions and adding to 90 existing holdings. Its largest new stake was iShares US Tech Independence Focused ETF: 536,056 shares worth $21.9M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class A, an estimated $245K trimmed.

  • Kozak & Associates's largest Q4 2022 buy was iShares US Tech Independence Focused ETF: 536,056 shares worth $21.9M.
  • Kozak & Associates added most to State Street Health Care Select Sector SPDR ETF in Q4 2022, an estimated $1.04M increase.
  • Kozak & Associates's biggest Q4 2022 reduction was Alphabet (Google) Class A, cutting an estimated $245K.
  • Kozak & Associates fully exited iShares Russell 1000 Growth ETF in Q4 2022, selling an estimated $6.49M.
  • Kozak & Associates's ten largest holdings make up 76% of its $201M portfolio in Q4 2022.
  • Kozak & Associates opened 9 new positions and closed 3 in Q4 2022.
  • Kozak & Associates's portfolio value rose 27% quarter-over-quarter to $201M.

Based on Kozak & Associates's 13F filing for Q4 2022, filed 3 Jan 2023.