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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$48.4M 31.01%
113,861
+867
+0.8% +$398K
QQQ icon
2
Invesco QQQ Trust
QQQ
$449B
$28.6M 18.28%
86,205
+1,082
+1% +$418K
IYG icon
3
iShares US Financial Services ETF
IYG
$2.16B
$15M 9.58%
258,789
+26,337
+11% +$1.72M
AAPL icon
4
Apple
AAPL
$4.95T
$5.91M 3.78%
37,255
+1,420
+4% +$224K
MSFT icon
5
Microsoft
MSFT
$2.89T
$4.29M 2.75%
15,039
+925
+7% +$300K
AMZN icon
6
Amazon
AMZN
$2.49T
$2.27M 1.46%
15,480
+1,400
+10% +$240K
UNH icon
7
UnitedHealth
UNH
$379B
$1.9M 1.21%
3,855
+309
+9% +$140K
NVDA icon
8
NVIDIA
NVDA
$4.76T
$1.81M 1.16%
79,840
+5,560
+7% +$153K
HD icon
9
Home Depot
HD
$335B
$1.45M 0.93%
4,556
+364
+9% +$139K
RWL icon
10
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$1.35M 0.87%
+17,461
New +$1.35M
DIS icon
11
Walt Disney
DIS
$168B
$1.31M 0.84%
9,822
+1,087
+12% +$176K
CVX icon
12
Chevron
CVX
$378B
$1.3M 0.83%
7,591
+6,650
+707% +$755K
IJK icon
13
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$1.21M 0.78%
16,269
+27
+0.2% +$2.26K
COST icon
14
Costco
COST
$422B
$1.17M 0.75%
2,203
+22
+1% +$11.3K
GOOG icon
15
Alphabet (Google) Class C
GOOG
$3.99T
$1.16M 0.74%
8,740
– –
NFLX icon
16
Netflix
NFLX
$293B
$1.14M 0.73%
32,060
+6,090
+23% +$389K
JNJ icon
17
Johnson & Johnson
JNJ
$641B
$1.09M 0.7%
6,426
+108
+2% +$17.7K
V icon
18
Visa
V
$689B
$1.01M 0.65%
5,120
+65
+1% +$14K
NKE icon
19
Nike
NKE
$62.5B
$948K 0.61%
7,523
+390
+5% +$64.3K
JPM icon
20
JPMorgan Chase
JPM
$947B
$910K 0.58%
6,902
+653
+10% +$107K
PG icon
21
Procter & Gamble
PG
$346B
$744K 0.48%
5,133
+147
+3% +$21.8K
BX icon
22
Blackstone
BX
$106B
$732K 0.47%
6,261
+185
+3% +$24.7K
MCD icon
23
McDonald's
MCD
$192B
$694K 0.44%
3,128
+63
+2% +$15.9K
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$3.99T
$686K 0.44%
5,180
+1,340
+35% +$193K
KO icon
25
Coca-Cola
KO
$362B
$669K 0.43%
11,558
+846
+8% +$47.1K
1
2 3 4 5

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SCM
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EIP
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GAM
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MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
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WCCM
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BL
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IDA
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Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.