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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+8.22%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$508M
AUM Growth
+$17.2M
Cap. Flow
+$5.91M
Cap. Flow %
1.16%
Top 10 Hldgs %
76.52%
Holding
500
New
83
Increased
143
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$17.3M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$10M
3
IYG icon
iShares US Financial Services ETF
IYG
+$8.64M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$4.96M
5
LMT icon
Lockheed Martin
LMT
+$571K

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$16.6M
2
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$3.66M
3
NVDA icon
NVIDIA
NVDA
+$2.86M
4
COST icon
Costco
COST
+$2.59M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$2.48M

Sector Composition

Rank Sector Weight
1 Technology 16.73%
2 Consumer Discretionary 4.49%
3 Consumer Staples 3.48%
4 Financials 2.35%
5 Industrials 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IETC icon
1
iShares US Tech Independence Focused ETF
IETC
$658M
$64.5M 12.7%
645,182
-37,279
-5% -$3.66M
RWL icon
2
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$63.3M 12.47%
570,633
-7,787
-1% -$830K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$46M 9.06%
69,086
-2,520
-4% -$1.62M
QQQ icon
4
Invesco QQQ Trust
QQQ
$449B
$42.7M 8.41%
70,783
-2,809
-4% -$1.61M
IYG icon
5
iShares US Financial Services ETF
IYG
$2.16B
$35.9M 7.06%
417,733
+98,267
+31% +$8.64M
SPYG icon
6
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$32M 6.29%
307,290
-12,994
-4% -$1.29M
IYJ icon
7
iShares US Industrials ETF
IYJ
$2B
$28.5M 5.61%
201,879
+69,242
+52% +$10M
NVDA icon
8
NVIDIA
NVDA
$4.76T
$26.3M 5.18%
141,069
-16,408
-10% -$2.86M
MSFT icon
9
Microsoft
MSFT
$2.89T
$25.7M 5.07%
50,725
-2,945
-5% -$1.5M
AAPL icon
10
Apple
AAPL
$4.95T
$23.7M 4.66%
88,491
-3,334
-4% -$753K
SMH icon
11
VanEck Semiconductor ETF
SMH
$66.1B
$22.6M 4.45%
66,345
-8,361
-11% -$2.48M
AMZN icon
12
Amazon
AMZN
$2.49T
$19.5M 3.84%
83,635
-3,463
-4% -$784K
COST icon
13
Costco
COST
$422B
$16M 3.16%
17,565
-2,706
-13% -$2.59M
DIA icon
14
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$5.47M 1.08%
11,727
+11,014
+1,545% +$4.96M
SCHW
15
Charles Schwab
SCHW
$181B
$2.77M 0.55%
30,156
-1,951
-6% -$185K
AVGO icon
16
Broadcom
AVGO
$1.82T
$2.37M 0.47%
6,918
+139
+2% +$42.6K
JPM icon
17
JPMorgan Chase
JPM
$947B
$2.24M 0.44%
7,448
+189
+3% +$56.2K
GOOG icon
18
Alphabet (Google) Class C
GOOG
$3.99T
$2.12M 0.42%
7,424
+43
+0.6% +$9.04K
V icon
19
Visa
V
$689B
$1.75M 0.34%
5,366
+953
+22% +$330K
NFLX icon
20
Netflix
NFLX
$293B
$1.73M 0.34%
157,100
+141,610
+914% +$17.3M
CVX icon
21
Chevron
CVX
$378B
$1.45M 0.29%
9,352
+515
+6% +$79.8K
IJK icon
22
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$1.32M 0.26%
14,260
-663
-4% -$62.5K
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$3.99T
$1.3M 0.26%
4,564
+446
+11% +$93.4K
LMT icon
24
Lockheed Martin
LMT
$134B
$1.19M 0.23%
2,524
+1,259
+100% +$571K
META icon
25
Meta Platforms (Facebook)
META
$1.51T
$1.15M 0.23%
1,910
+11
+0.6% +$8.19K
1
2 3 4 5

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GAM
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Kozak & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Kozak & Associates held 500 positions worth $508M, up 3.5% from $491M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Kozak & Associates's Q3 2025 filing shows 83 new, 143 increased, 84 reduced and 49 closed positions. Its largest new stake was Roper Technologies: 507 shares worth $225K. The largest sale was State Street Health Care Select Sector SPDR ETF, an estimated $16.6M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Kozak & Associates's largest Q3 2025 buy was Roper Technologies: 507 shares worth $225K.
  • Kozak & Associates added most to Netflix in Q3 2025, an estimated $17.3M increase.
  • Kozak & Associates's biggest Q3 2025 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $16.6M.
  • Kozak & Associates fully exited iShares 0-3 Month Treasury Bond ETF in Q3 2025, selling an estimated $81.1K.
  • Kozak & Associates's ten largest holdings make up 77% of its $508M portfolio in Q3 2025.
  • Kozak & Associates opened 83 new positions and closed 49 in Q3 2025.
  • Kozak & Associates's portfolio value rose 3.5% quarter-over-quarter to $508M.

Based on Kozak & Associates's 13F filing for Q3 2025, filed 18 Nov 2025.